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1684 lines
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Plaintext
1684 lines
69 KiB
Plaintext
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Network Working Group R. Megginson, Ed.
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Request for Comments: 3928 Netscape Communications Corp.
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Category: Standards Track M. Smith
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Pearl Crescent, LLC
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O. Natkovich
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Yahoo
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J. Parham
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Microsoft Corporation
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October 2004
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Lightweight Directory Access Protocol (LDAP)
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Client Update Protocol (LCUP)
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Status of this Memo
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This document specifies an Internet standards track protocol for the
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Internet community, and requests discussion and suggestions for
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improvements. Please refer to the current edition of the "Internet
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Official Protocol Standards" (STD 1) for the standardization state
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and status of this protocol. Distribution of this memo is unlimited.
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Copyright Notice
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Copyright (C) The Internet Society (2004).
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Abstract
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This document defines the Lightweight Directory Access Protocol
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(LDAP) Client Update Protocol (LCUP). The protocol is intended to
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allow an LDAP client to synchronize with the content of a directory
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information tree (DIT) stored by an LDAP server and to be notified
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about the changes to that content.
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Megginson, et al. Standards Track [Page 1]
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RFC 3928 LDAP Client Update Protocol October 2004
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Table of Contents
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1. Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
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2. Applicability. . . . . . . . . . . . . . . . . . . . . . . . . 4
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3. Specification of Protocol Elements . . . . . . . . . . . . . . 5
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3.1. ASN.1 Considerations . . . . . . . . . . . . . . . . . . 5
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3.2. Universally Unique Identifiers . . . . . . . . . . . . . 5
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3.3. LCUP Scheme and LCUP Cookie. . . . . . . . . . . . . . . 5
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3.4. LCUP Context . . . . . . . . . . . . . . . . . . . . . . 6
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3.5. Additional LDAP Result Codes defined by LCUP . . . . . . 6
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3.6. Sync Request Control . . . . . . . . . . . . . . . . . . 7
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3.7. Sync Update Control. . . . . . . . . . . . . . . . . . . 7
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3.8. Sync Done Control. . . . . . . . . . . . . . . . . . . . 8
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4. Protocol Usage and Flow. . . . . . . . . . . . . . . . . . . . 8
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4.1. LCUP Search Requests . . . . . . . . . . . . . . . . . . 8
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4.1.1. Initial Synchronization and Full Resync . . . . . 9
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4.1.2. Incremental or Update Synchronization . . . . . . 10
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4.1.3. Persistent Only . . . . . . . . . . . . . . . . . 10
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4.2. LCUP Search Responses. . . . . . . . . . . . . . . . . . 10
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4.2.1. Sync Update Informational Responses . . . . . . . 11
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4.2.2. Cookie Return Frequency . . . . . . . . . . . . . 11
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4.2.3. Definition of an Entry That Has Entered the
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Result Set. . . . . . . . . . . . . . . . . . . . 12
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4.2.4. Definition of an Entry That Has Changed . . . . . 13
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4.2.5. Definition of an Entry That Has Left the
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Result Set. . . . . . . . . . . . . . . . . . . . 13
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4.2.6. Results For Entries Present in the Result Set . . 14
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4.2.7. Results For Entries That Have Left the Result
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Set . . . . . . . . . . . . . . . . . . . . . . . 14
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4.3. Responses Requiring Special Consideration . . . . . . . . 15
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4.3.1. Returning Results During the Persistent Phase . . 15
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4.3.2. No Mixing of Sync Phase with Persist Phase. . . . 16
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4.3.3. Returning Updated Results During the Sync Phase . 16
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4.3.4. Operational Attributes and Administrative
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Entries . . . . . . . . . . . . . . . . . . . . . 16
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4.3.5. Virtual Attributes. . . . . . . . . . . . . . . . 17
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4.3.6. Modify DN and Delete Operations Applied to
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Subtrees. . . . . . . . . . . . . . . . . . . . . 17
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4.3.7. Convergence Guarantees. . . . . . . . . . . . . . 18
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4.4. LCUP Search Termination. . . . . . . . . . . . . . . . . 18
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4.4.1. Server Initiated Termination. . . . . . . . . . . 18
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4.4.2. Client Initiated Termination. . . . . . . . . . . 19
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4.5. Size and Time Limits . . . . . . . . . . . . . . . . . . 19
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4.6. Operations on the Same Connection. . . . . . . . . . . . 19
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4.7. Interactions with Other Controls . . . . . . . . . . . . 19
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4.8. Replication Considerations . . . . . . . . . . . . . . . 20
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5. Client Side Considerations . . . . . . . . . . . . . . . . . . 20
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5.1. Using Cookies with Different Search Criteria . . . . . . 20
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Megginson, et al. Standards Track [Page 2]
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RFC 3928 LDAP Client Update Protocol October 2004
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5.2. Renaming the Base Object . . . . . . . . . . . . . . . . 20
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5.3. Use of Persistent Searches With Respect to Resources . . 21
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5.4. Continuation References to Other LCUP Contexts . . . . . 21
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5.5. Referral Handling. . . . . . . . . . . . . . . . . . . . 21
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5.6. Multiple Copies of Same Entry During Sync Phase. . . . . 21
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5.7. Handling Server Out of Resources Condition . . . . . . . 21
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6. Server Implementation Considerations . . . . . . . . . . . . . 22
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6.1. Server Support for UUIDs . . . . . . . . . . . . . . . . 22
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6.2. Example of Using an RUV as the Cookie Value. . . . . . . 22
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6.3. Cookie Support Issues. . . . . . . . . . . . . . . . . . 22
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6.3.1. Support for Multiple Cookie Schemes . . . . . . . 22
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6.3.2. Information Contained in the Cookie . . . . . . . 23
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6.4. Persist Phase Response Time. . . . . . . . . . . . . . . 23
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6.5. Scaling Considerations . . . . . . . . . . . . . . . . . 23
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6.6. Alias Dereferencing. . . . . . . . . . . . . . . . . . . 24
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7. Synchronizing Heterogeneous Data Stores. . . . . . . . . . . . 24
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8. IANA Considerations. . . . . . . . . . . . . . . . . . . . . . 24
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9. Security Considerations. . . . . . . . . . . . . . . . . . . . 24
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10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 25
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10.1. Normative References . . . . . . . . . . . . . . . . . . 25
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10.2. Informative References . . . . . . . . . . . . . . . . . 26
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11. Acknowledgments. . . . . . . . . . . . . . . . . . . . . . . . 26
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Appendix - Features Left Out of LCUP . . . . . . . . . . . . . . . 27
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Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . . 29
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Full Copyright Statement . . . . . . . . . . . . . . . . . . . . . 30
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1. Overview
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The LCUP protocol is intended to allow LDAP clients to synchronize
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with the content stored by LDAP servers.
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The problem areas addressed by the protocol include:
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- Mobile clients that maintain a local read-only copy of the
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directory data. While off-line, the client uses the local copy of
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the data. When the client connects to the network, it
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synchronizes with the current directory content and can optionally
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receive notification about the changes that occur while it is on-
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line. For example, a mail client can maintain a local copy of the
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corporate address book that it synchronizes with the master copy
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whenever the client is connected to the corporate network.
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- Applications intending to synchronize heterogeneous data stores.
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A meta directory application, for instance, would periodically
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retrieve a list of modified entries from the directory, construct
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the changes and apply them to a foreign data store.
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Megginson, et al. Standards Track [Page 3]
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RFC 3928 LDAP Client Update Protocol October 2004
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- Clients that need to take certain actions when a directory entry
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is modified. For instance, an electronic mail repository may want
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to perform a "create mailbox" task when a new person entry is
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added to an LDAP directory and a "delete mailbox" task when a
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person entry is removed.
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The problem areas not being considered:
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- Directory server to directory server synchronization. The IETF is
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developing a LDAP replication protocol, called LDUP [RFC3384],
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which is specifically designed to address this problem area.
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There are currently several protocols in use for LDAP client server
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synchronization. While each protocol addresses the needs of a
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particular group of clients (e.g., on-line clients or off-line
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clients), none satisfies the requirements of all clients in the
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target group. For instance, a mobile client that was off-line and
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wants to become up to date with the server and stay up to date while
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connected can't be easily supported by any of the existing protocols.
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LCUP is designed such that the server does not need to maintain state
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information specific to individual clients. The server may need to
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maintain additional state information about attribute modifications,
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deleted entries, and moved/renamed entries. The clients are
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responsible for storing the information about how up to date they are
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with respect to the server's content. LCUP design avoids the need
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for LCUP-specific update agreements to be made between client and
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server prior to LCUP use. The client decides when and from where to
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retrieve the changes. LCUP design requires clients to initiate the
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update session and "pull" the changes from server.
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LCUP operations are subject to administrative and access control
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policies enforced by the server.
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The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
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"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
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document are to be interpreted as described in BCP 14, RFC 2119
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[RFC2119].
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2. Applicability
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LCUP will work best if the following conditions are met:
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1) The server stores some degree of historical state or change
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information to reduce the amount of wire traffic required for
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incremental synchronizations. The optimal balance between server
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state and wire traffic varies amongst implementations and usage
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scenarios, and is therefore left in the hands of implementers.
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Megginson, et al. Standards Track [Page 4]
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RFC 3928 LDAP Client Update Protocol October 2004
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2) The client cannot be assumed to understand the physical
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information model (virtual attributes, operational attributes,
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subentries, etc.) implemented by the server. Optimizations would
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be possible if such assumptions could be made.
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3) Meta data changes and renames and deletions of large subtrees are
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very infrequent. LCUP makes these assumptions in order to reduce
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client complexity required to deal with these special operations,
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though when they do occur they may result in a large number of
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incremental update messages or a full resync.
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3. Specification of Protocol Elements
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The following sections define the new elements required to use this
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protocol.
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3.1. ASN.1 Considerations
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Protocol elements are described using ASN.1 [X.680]. The term "BER-
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encoded" means the element is to be encoded using the Basic Encoding
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Rules [X.690] under the restrictions detailed in Section 5.1 of
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[RFC2251]. All ASN.1 in this document uses implicit tags.
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3.2. Universally Unique Identifiers
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Distinguished names can change, so are therefore unreliable as
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identifiers. A Universally Unique Identifier (or UUID for short)
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MUST be used to uniquely identify entries used with LCUP. The UUID
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is part of the Sync Update control value (see below) returned with
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each search result. The server SHOULD provide the UUID as a single
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valued operational attribute of the entry (e.g., "entryUUID"). We
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RECOMMEND that the server provides a way to do efficient (i.e.,
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indexed) searches for values of UUID, e.g., by using a search filter
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like (entryUUID=<some UUID value>) to quickly search for and retrieve
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an entry based on its UUID. Servers SHOULD use a UUID format as
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specified in [UUID]. The UUID used by LCUP is a value of the
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following ASN.1 type:
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LCUPUUID ::= OCTET STRING
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3.3. LCUP Scheme and LCUP Cookie
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The LCUP protocol uses a cookie to hold the state of the client's
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data with respect to the server's data. Each cookie format is
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uniquely identified by its scheme. The LCUP Scheme is a value of the
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following ASN.1 type:
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LCUPScheme ::= LDAPOID
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Megginson, et al. Standards Track [Page 5]
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RFC 3928 LDAP Client Update Protocol October 2004
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This is the OID which identifies the format of the LCUP Cookie value.
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The scheme OID, as all object identifiers, MUST be unique for a given
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cookie scheme. The cookie value may be opaque or it may be exposed
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to LCUP clients. For cookie schemes that expose their value, the
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preferred form of documentation is an RFC. It is expected that there
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will be one or more standards track cookie schemes where the value
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format is exposed and described in detail.
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The LCUP Cookie is a value of the following ASN.1 type:
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LCUPCookie ::= OCTET STRING
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This is the actual data describing the state of the client's data.
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This value may be opaque, or its value may have some well-known
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format, depending on the scheme.
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Further uses of the LCUP Cookie value are described below.
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3.4. LCUP Context
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A part of the DIT which is enabled for LCUP is referred to as an LCUP
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Context. A server may support one or more LCUP Contexts. For
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example, a server with two naming contexts may support LCUP in one
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naming context but not the other, or support different LCUP cookie
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schemes in each naming context. Each LCUP Context MAY use a
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different cookie scheme. An LCUP search will not cross an LCUP
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Context boundary, but will instead return a SearchResultReference
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message, with the LDAP URL specifying the same host and port as
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currently being searched, and with the baseDN set to the baseDN of
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the new LCUP Context. The client is then responsible for issuing
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another search using the new baseDN, and possibly a different cookie
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if that LCUP Context uses a different cookie. The client is
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responsible for maintaining a mapping of the LDAP URL to its
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corresponding cookie.
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3.5. Additional LDAP Result Codes defined by LCUP
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Implementations of this specification SHALL recognize the following
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additional resultCode values. The LDAP result code names and numbers
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defined in the following table have been assigned by IANA per RFC
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3383 [RFC3383].
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lcupResourcesExhausted (113) the server is running out of resources
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lcupSecurityViolation (114) the client is suspected of malicious
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actions
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lcupInvalidData (115) invalid scheme or cookie was supplied
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by the client
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Megginson, et al. Standards Track [Page 6]
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RFC 3928 LDAP Client Update Protocol October 2004
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lcupUnsupportedScheme (116) The cookie scheme is a valid OID but
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is not supported by this server
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lcupReloadRequired (117) indicates that client data needs to be
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reinitialized. This reason is
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returned if the server does not
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contain sufficient information to
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synchronize the client or if the
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server's data was reloaded since the
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last synchronization session
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The uses of these codes are described below.
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3.6. Sync Request Control
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The Sync Request Control is an LDAP Control [RFC2251, Section 4.1.2]
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where the controlType is the object identifier 1.3.6.1.1.7.1 and the
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controlValue, an OCTET STRING, contains a BER-encoded
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syncRequestControlValue.
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syncRequestControlValue ::= SEQUENCE {
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updateType ENUMERATED {
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syncOnly (0),
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syncAndPersist (1),
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persistOnly (2) },
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sendCookieInterval [0] INTEGER OPTIONAL,
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scheme [1] LCUPScheme OPTIONAL,
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cookie [2] LCUPCookie OPTIONAL
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}
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sendCookieInterval - the server SHOULD send the cookie back in the
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Sync Update control value (defined below) for every
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sendCookieInterval number of SearchResultEntry and
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SearchResultReference PDUs returned to the client. For example, if
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the value is 5, the server SHOULD send the cookie back in the Sync
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Update control value for every 5 search results returned to the
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client. If this value is absent, zero or less than zero, the server
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chooses the interval.
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The Sync Request Control is only applicable to the searchRequest
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message. Use of this control is described below.
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3.7. Sync Update Control
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The Sync Update Control is an LDAP Control [RFC2251, Section 4.1.2]
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where the controlType is the object identifier 1.3.6.1.1.7.2 and the
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controlValue, an OCTET STRING, contains a BER-encoded
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syncUpdateControlValue.
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Megginson, et al. Standards Track [Page 7]
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RFC 3928 LDAP Client Update Protocol October 2004
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syncUpdateControlValue ::= SEQUENCE {
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stateUpdate BOOLEAN,
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entryUUID [0] LCUPUUID OPTIONAL, -- REQUIRED for entries --
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UUIDAttribute [1] AttributeType OPTIONAL,
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entryLeftSet [2] BOOLEAN,
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persistPhase [3] BOOLEAN,
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scheme [4] LCUPScheme OPTIONAL,
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cookie [5] LCUPCookie OPTIONAL
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}
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The field UUIDAttribute contains the name or OID of the attribute
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that the client should use to perform searches for entries based on
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the UUID. The client should be able to use it in an equality search
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filter, e.g., "(<uuid attribute>=<entry UUID value>)" and should be
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able to use it in the attribute list of the search request to return
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its value. The UUIDAttribute field may be omitted if the server does
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not support searching on the UUID values.
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The Sync Update Control is only applicable to SearchResultEntry and
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SearchResultReference messages. Although entryUUID is OPTIONAL, it
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MUST be used with SearchResultEntry messages. Use of this control is
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described below.
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3.8. Sync Done Control
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The Sync Done Control is an LDAP Control [RFC2251, Section 4.1.2]
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where the controlType is the object identifier 1.3.6.1.1.7.3 and the
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controlValue contains a BER-encoded syncDoneValue.
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syncDoneValue ::= SEQUENCE {
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scheme [0] LCUPScheme OPTIONAL,
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cookie [1] LCUPCookie OPTIONAL
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}
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The Sync Done Control is only applicable to SearchResultDone message.
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Use of this control is described below.
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4. Protocol Usage and Flow
|
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4.1. LCUP Search Requests
|
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A client initiates a synchronization or persistent search session
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with a server by attaching a Sync Request control to an LDAP
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searchRequest message. The search specification determines the part
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of the directory information tree (DIT) the client wishes to
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synchronize with, the set of attributes it is interested in and the
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amount of data the client is willing to receive. The Sync Request
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control contains the client's request specification.
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|
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|
||
Megginson, et al. Standards Track [Page 8]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
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|
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If there is an error condition, the server MUST immediately return a
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SearchResultDone message with the resultCode set to an error code.
|
||
This table maps a condition to its corresponding behavior and
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resultCode.
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Condition Behavior or resultCode
|
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Sync Request Control is not Server behaves as [RFC2251, Section
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supported 4.1.2] - specifically, if the
|
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criticality of the control is FALSE,
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the server will process the request
|
||
as a normal search request
|
||
|
||
Scheme is not supported lcupUnsupportedScheme
|
||
|
||
A control value field is lcupInvalidData
|
||
invalid (e.g., illegal
|
||
updateType, or the scheme is
|
||
not a valid OID, or the cookie
|
||
is invalid)
|
||
|
||
Server is running out of lcupResourcesExhausted
|
||
resources
|
||
|
||
Server suspects client of lcupSecurityViolation
|
||
malicious behavior (frequent
|
||
connects/disconnects, etc.)
|
||
|
||
The server cannot bring the lcupReloadRequired
|
||
client up to date (server data
|
||
has been reloaded, or other
|
||
changes prevent
|
||
convergence)
|
||
|
||
4.1.1. Initial Synchronization and Full Resync
|
||
|
||
For an initial synchronization or full resync, the fields of the Sync
|
||
Request control MUST be specified as follows:
|
||
|
||
updateType - MUST be set to syncOnly or syncAndPersist
|
||
sendCookieInterval - MAY be set
|
||
scheme - MAY be set - if set, the server MUST use this
|
||
specified scheme or return lcupUnsupportedScheme
|
||
(see above) - if not set, the server MAY use any
|
||
scheme it supports.
|
||
cookie - MUST NOT be set
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 9]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
If the request was successful, the client will receive results as
|
||
described in the section "LCUP Search Responses" below.
|
||
|
||
4.1.2. Incremental or Update Synchronization
|
||
|
||
For an incremental or update synchronization, the fields of the Sync
|
||
Request control MUST be specified as follows:
|
||
|
||
updateType - MUST be set to syncOnly or syncAndPersist
|
||
sendCookieInterval - MAY be set
|
||
scheme - MUST be set
|
||
cookie - MUST be set
|
||
|
||
The client SHOULD always use the latest cookie it received from the
|
||
server.
|
||
|
||
If the request was successful, the client will receive results as
|
||
described in the section "LCUP Search Responses" below.
|
||
|
||
4.1.3. Persistent Only
|
||
|
||
For persistent only search request, the fields of the Sync Request
|
||
MUST be specified as follows:
|
||
|
||
updateType - MUST be set to persistOnly
|
||
sendCookieInterval - MAY be set
|
||
scheme - MAY be set - if set, the server MUST use this
|
||
specified scheme or return
|
||
lcupUnsupportedScheme (see above) - if not set,
|
||
the server MAY use any scheme it supports.
|
||
cookie - MAY be set, but the server MUST ignore it
|
||
|
||
If the request was successful, the client will receive results as
|
||
described in the section "LCUP Search Responses" below.
|
||
|
||
4.2. LCUP Search Responses
|
||
|
||
In response to the client's LCUP request, the server returns zero or
|
||
more SearchResultEntry or SearchResultReference PDUs that fit the
|
||
client's specification, followed by a SearchResultDone PDU. The
|
||
behavior is as specified in [RFC2251 Section 4.5]. Each
|
||
SearchResultEntry or SearchResultReference PDU also contains a Sync
|
||
Update control that describes the LCUP state of the returned entry.
|
||
The SearchResultDone PDU contains a Sync Done control. The following
|
||
sections specify behaviors in addition to [RFC2251 Section 4.5].
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 10]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
4.2.1 Sync Update Informational Responses
|
||
|
||
The server may use the Sync Update control to return information not
|
||
related to a particular entry. It MAY do this at any time to return
|
||
a cookie to the client, or to inform the client that the sync phase
|
||
of a syncAndPersist search is complete and the persist phase has
|
||
begun. It MAY do this during the persist phase even though no entry
|
||
has changed that would have normally triggered a response. In order
|
||
to do this, it is REQUIRED to return the following:
|
||
|
||
- A SearchResultEntry PDU with the objectName field set to the DN of
|
||
the baseObject of the search request and with an empty attribute
|
||
list.
|
||
|
||
- A Sync Update control value with the fields set to the following:
|
||
|
||
stateUpdate - MUST be set to TRUE
|
||
entryUUID - SHOULD be set to the UUID of the baseObject of the
|
||
search request
|
||
entryLeftSet - MUST be set to FALSE
|
||
persistPhase - MUST be FALSE if the search is in the sync phase of a
|
||
request, and MUST be TRUE if the search is in the
|
||
persist phase
|
||
UUIDAttribute - SHOULD only be set if this is either the first result
|
||
returned or if the attribute has changed
|
||
scheme - MUST be set if the cookie is set and the cookie
|
||
format has changed; otherwise, it MAY be omitted
|
||
cookie - SHOULD be set
|
||
|
||
If the server merely wants to return a cookie to the client, it
|
||
should return as above with the cookie field set.
|
||
|
||
During a syncAndPersist request, the server MUST return (as above)
|
||
immediately after the last entry of the sync phase has been sent and
|
||
before the first entry of the persist phase has been sent. In this
|
||
case, the persistPhase field MUST be set to TRUE. This allows the
|
||
client to know that the sync phase is complete and the persist phase
|
||
is starting.
|
||
|
||
4.2.2 Cookie Return Frequency
|
||
|
||
The cookie field of the Sync Update control value MAY be set in any
|
||
returned result, during both the sync phase and the persist phase.
|
||
The server should return the cookie to the client often enough for
|
||
the client to resync in a reasonable period of time in case the
|
||
search is disconnected or otherwise terminated. The
|
||
sendCookieInterval field in the Sync Request control is a suggestion
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 11]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
to the server of how often to return the cookie in the Sync Update
|
||
control. The server SHOULD respect this value.
|
||
|
||
The scheme field of the Sync Update control value MUST be set if the
|
||
cookie is set and the cookie format has changed; otherwise, it MAY be
|
||
omitted.
|
||
|
||
Some clients may have unreliable connections, for example, a wireless
|
||
device or a WAN connection. These clients may want to insure that
|
||
the cookie is returned often in the Sync Update control value, so
|
||
that if they have to reconnect, they do not have to process many
|
||
redundant entries. These clients should set the sendCookieInterval
|
||
in the Sync Request control value to a low number, perhaps even 1.
|
||
Some clients may have a limited bandwidth connection, and may not
|
||
want to receive the cookie very often, or even at all (however, the
|
||
cookie is always sent back in the Sync Done control value upon
|
||
successful completion). These clients should set the
|
||
sendCookieInterval in the Sync Request control value to a high
|
||
number.
|
||
|
||
A reasonable behavior of the server is to return the cookie only when
|
||
data in the LCUP context has changed, even if the client has
|
||
specified a frequent sendCookieInterval. If nothing has changed, the
|
||
server can probably save some bandwidth by not returning the cookie.
|
||
|
||
4.2.3. Definition of an Entry That Has Entered the Result Set
|
||
|
||
An entry SHALL BE considered to have entered the client's search
|
||
result set if one of the following conditions is met:
|
||
|
||
- During the sync phase for an incremental sync operation, the entry
|
||
is present in the search result set but was not present before;
|
||
this can be due to the entry being added via an LDAP Add
|
||
operation, or by the entry being moved into the result set by an
|
||
LDAP Modify DN operation, or by some modification to the entry
|
||
that causes it to enter the result set (e.g., adding an attribute
|
||
value that matches the clients search filter), or by some meta-
|
||
data change that causes the entry to enter the result set (e.g.,
|
||
relaxing of some access control that permits the entry to be
|
||
visible to the client).
|
||
|
||
- During the persist phase for a persistent search operation, the
|
||
entry enters the search result set; this can be due to the entry
|
||
being added via an LDAP Add operation, or by the entry being moved
|
||
into the result set by an LDAP Modify DN operation, or by some
|
||
modification to the entry that causes it to enter the result set
|
||
(e.g., adding an attribute value that matches the clients search
|
||
filter), or by some meta-data change that causes the entry to
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 12]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
enter the result set (e.g., relaxing of some access control that
|
||
permits the entry to be visible to the client).
|
||
|
||
4.2.4. Definition of an Entry That Has Changed
|
||
|
||
An entry SHALL BE considered to be changed if one or more of the
|
||
attributes in the attribute list in the search request have been
|
||
modified. For example, if the search request listed the attributes
|
||
"cn sn uid", and there is an entry in the client's search result set
|
||
with the "cn" attribute that has been modified, the entry is
|
||
considered to be modified. The modification may be due to an LDAP
|
||
Modify operation or by some change to the meta-data for the entry
|
||
(e.g., virtual attributes) that causes some change to the value of
|
||
the specified attributes.
|
||
|
||
The converse of this is that an entry SHALL NOT BE considered to be
|
||
changed if none of the attributes in the attribute list of the search
|
||
request are modified attributes of the entry. For example, if the
|
||
search request listed the attributes "cn sn uid", and there is an
|
||
entry in the client's search result set with the "foo" attribute that
|
||
has been modified, and none of the "cn" or "sn" or "uid" attributes
|
||
have been modified, the entry is NOT considered to be changed.
|
||
|
||
4.2.5. Definition of an Entry That Has Left the Result Set
|
||
|
||
An entry SHALL BE considered to have left the client's search result
|
||
set if one of the following conditions is met:
|
||
|
||
- During the sync phase for an incremental sync operation, the entry
|
||
is not present in the search result set but was present before;
|
||
this can be due to the entry being deleted via an LDAP Delete
|
||
operation, or by the entry leaving the result set via an LDAP
|
||
Modify DN operation, or by some modification to the entry that
|
||
causes it to leave the result set (e.g., changing/removing an
|
||
attribute value so that it no longer matches the client's search
|
||
filter), or by some meta-data change that causes the entry to
|
||
leave the result set (e.g., adding of some access control that
|
||
denies the entry to be visible to the client).
|
||
|
||
- During the persist phase for a persistent search operation, the
|
||
entry leaves the search result set; this can be due to the entry
|
||
being deleted via an LDAP Delete operation, or by the entry
|
||
leaving the result set via an LDAP Modify DN operation, or by some
|
||
modification to the entry that causes it to leave the result set
|
||
(e.g., changing/removing an attribute value so that it no longer
|
||
matches the client's search filter), or by some meta-data change
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 13]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
that causes the entry to leave the result set (e.g., adding of
|
||
some access control that denies the entry to be visible to the
|
||
client).
|
||
|
||
4.2.6. Results For Entries Present in the Result Set
|
||
|
||
An entry SHOULD be returned as present under the following
|
||
conditions:
|
||
|
||
- The request is an initial synchronization or full resync request
|
||
and the entry is present in the client's search result set
|
||
|
||
- The request is an incremental synchronization and the entry has
|
||
changed or entered the result set since the last sync
|
||
|
||
- The search is in the persist phase and the entry enters the result
|
||
set or changes
|
||
|
||
For a SearchResultEntry return, the fields of the Sync Update control
|
||
value MUST be set as follows:
|
||
|
||
stateUpdate - MUST be set to FALSE
|
||
entryUUID - MUST be set to the UUID of the entry
|
||
entryLeftSet - MUST be set to FALSE
|
||
persistPhase - MUST be set to FALSE if during the sync phase or TRUE
|
||
if during the persist phase
|
||
UUIDAttribute - SHOULD only be set if this is either the first result
|
||
returned or if the attribute has changed
|
||
scheme - as above
|
||
cookie - as above
|
||
|
||
The searchResultReference return will look the same, except that the
|
||
entryUUID is not required. If it is specified, it MUST contain the
|
||
UUID of the DSE holding the reference knowledge.
|
||
|
||
4.2.7. Results For Entries That Have Left the Result Set
|
||
|
||
An entry SHOULD be returned as having left the result set under the
|
||
following conditions:
|
||
|
||
- The request is an incremental synchronization during the sync
|
||
phase and the entry has left the result set
|
||
|
||
- The search is in the persist phase and the entry has left the
|
||
result set
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 14]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
- The entry has left the result set as a result of an LDAP Delete or
|
||
LDAP Modify DN operation against the entry itself (i.e., not as a
|
||
result of an operation against its parent or ancestor)
|
||
|
||
For a SearchResultEntry return where the entry has left the result
|
||
set, the fields of the Sync Update control value MUST be set as
|
||
follows:
|
||
|
||
stateUpdate - MUST be set to FALSE
|
||
entryUUID - MUST be set to the UUID of the entry that left the
|
||
result set
|
||
entryLeftSet - MUST be set to TRUE
|
||
persistPhase - MUST be set to FALSE if during the sync phase or TRUE
|
||
if during the persist phase
|
||
UUIDAttribute - SHOULD only be set if this is either the first result
|
||
returned or if the attribute has changed
|
||
scheme - as above
|
||
cookie - as above
|
||
|
||
The searchResultReference return will look the same, except that the
|
||
entryUUID is not required. If it is specified, it MUST contain the
|
||
UUID of the DSE holding the reference knowledge.
|
||
|
||
Some server implementations keep track of deleted entries using a
|
||
tombstone - a hidden entry that keeps track of the state, but not all
|
||
of the data, of an entry that has been deleted. In this case, the
|
||
tombstone may not contain all of the original attributes of the
|
||
entry, and therefore it may be impossible for the server to determine
|
||
if an entry should be removed from the result set based on the
|
||
attributes in the client's search request. Servers SHOULD keep
|
||
enough information about the attributes in the deleted entries to
|
||
determine if an entry should be removed from the result set. Since
|
||
this may not be possible, the server MAY return an entry as having
|
||
left the result set even if it is not or never was in the client's
|
||
result set. Clients MUST ignore these notifications.
|
||
|
||
4.3. Responses Requiring Special Consideration
|
||
|
||
The following sections describe special handling that may be required
|
||
when returning results.
|
||
|
||
4.3.1. Returning Results During the Persistent Phase
|
||
|
||
During the persistent phase, the server SHOULD return the changed
|
||
entries to the client as quickly as possible.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 15]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
4.3.2. No Mixing of Sync Phase with Persist Phase
|
||
|
||
During a sync phase, the server MUST NOT return any entries with the
|
||
persistPhase flag set to TRUE, and during the persist phase, all
|
||
entries returned MUST have the persistPhase flag set to TRUE. The
|
||
server MUST NOT mix and match sync phase entries with persist phase
|
||
entries. If there are any sync phase entries to return, they MUST be
|
||
returned before any persist phase entries are returned.
|
||
|
||
4.3.3. Returning Updated Results During the Sync Phase
|
||
|
||
There may be updates to the entries in the result set of a sync phase
|
||
search during the actual search operation. If the DSA is under a
|
||
heavy update load, and it attempts to send all of those updated
|
||
entries to the client in addition to the other updates it was already
|
||
planning to send for the sync phase, the server may never get to the
|
||
end of the sync phase. Therefore, it is left up to the discretion of
|
||
the server implementation to decide when the client is "in sync" -
|
||
that is, when to end a syncOnly request, or when to send the Sync
|
||
Update Informational Response between the sync phase and the persist
|
||
phase of a syncAndPersist request. The server MAY send the same
|
||
entry multiple times during the sync phase if the entry changes
|
||
during the sync phase.
|
||
|
||
A reasonable behavior is for the server to generate a cookie based on
|
||
the server state at the time the client initiated the LCUP request,
|
||
and only send entries up to that point during the sync phase. Entries
|
||
updated after that point will be returned only during the persist
|
||
phase of a syncAndPersist request, or only upon an incremental
|
||
synchronization.
|
||
|
||
4.3.4. Operational Attributes and Administrative Entries
|
||
|
||
An operational attribute SHOULD be returned if it is specified in the
|
||
attributes list and would normally be returned as subject to the
|
||
constraints of [RFC2251 Section 4.5]. If the server does not support
|
||
syncing of operational attributes, the server MUST return a
|
||
SearchResultDone message with a resultCode of unwillingToPerform.
|
||
|
||
LDAP Subentries [RFC3672] SHOULD be returned if they would normally
|
||
be returned by the search request. If the server does not support
|
||
syncing of LDAP Subentries, and the server can determine from the
|
||
search request that the client has requested LDAP Subentries to be
|
||
returned (e.g., search control or search filter), the server MUST
|
||
return a SearchResultDone message with a resultCode of
|
||
unwillingToPerform. Otherwise, the server MAY simply omit returning
|
||
LDAP Subentries.
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 16]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
4.3.5. Virtual Attributes
|
||
|
||
An entry may have attributes whose presence in the entry, or presence
|
||
of values of the attribute, is generated on the fly, possibly by some
|
||
mechanism outside of the entry, elsewhere in the DIT. An example of
|
||
this is collective attributes [RFC3671]. These attributes shall be
|
||
referred to in this document as virtual attributes.
|
||
|
||
LCUP treats these attributes the same way as normal, non-virtual
|
||
attributes. A virtual attribute SHOULD be returned if it is
|
||
specified in the attributes list and would normally be returned as
|
||
subject to the constraints of [RFC2251 Section 4.5]. If the server
|
||
does not support syncing of virtual attributes, the server MUST
|
||
return a SearchResultDone message with a resultCode of
|
||
unwillingToPerform.
|
||
|
||
One consequence of this is that if you change the definition of a
|
||
virtual attribute such that it makes the value of that attribute
|
||
change in many entries in the client's search scope, this means that
|
||
a server may have to return many entries to the client as a result of
|
||
that one change. It is not anticipated that this will be a frequent
|
||
occurrence, and the server has the option to simply force the client
|
||
to resync if necessary.
|
||
|
||
It is also possible that a future LDAP control will allow the client
|
||
to request only virtual or only non-virtual attributes.
|
||
|
||
4.3.6. Modify DN and Delete Operations Applied to Subtrees
|
||
|
||
There is a special case where a Modify DN or a Delete operation is
|
||
applied to the base entry of a subtree, and either that base entry or
|
||
entries in the subtree are within the scope of an LCUP search
|
||
request. In this case, all of the entries in the subtree are
|
||
implicitly renamed or removed.
|
||
|
||
In either of these cases, the server MUST do one of the following:
|
||
|
||
- treat all of these entries as having been renamed or removed and
|
||
return each entry to the client as such
|
||
|
||
- decide that this would be prohibitively expensive, and force the
|
||
client to resync
|
||
|
||
If the search base object has been renamed, and the client has
|
||
received a noSuchObject as the result of a search request, the client
|
||
MAY use the entryUUID and UUIDAttribute to locate the new DN that is
|
||
the result of the modify DN operation.
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 17]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
4.3.7. Convergence Guarantees
|
||
|
||
If at any time during an LCUP search, either during the sync phase or
|
||
the persist phase, the server determines that it cannot guarantee
|
||
that it can bring the client's copy of the data to eventual
|
||
convergence, it SHOULD immediately terminate the LCUP search request
|
||
and return a SearchResultDone message with a resultCode of
|
||
lcupReloadRequired. This can also happen at the beginning of an
|
||
incremental synchronization request, if the client presents a cookie
|
||
that is out of date or otherwise unable to be processed. The client
|
||
should then issue an initial synchronization request.
|
||
|
||
This can happen, for example, if the data on the server is reloaded,
|
||
or if there has been some change to the meta-data that makes it
|
||
impossible for the server to determine if a particular entry should
|
||
or should not be part of the search result set, or if the meta-data
|
||
change makes it too resource intensive for the server to calculate
|
||
the proper result set.
|
||
|
||
The server can also return lcupReloadRequired if it determines that
|
||
it would be more efficient for the client to perform a reload, for
|
||
example, if too many entries have changed and a simple reload would
|
||
be much faster.
|
||
|
||
4.4. LCUP Search Termination
|
||
|
||
4.4.1. Server Initiated Termination
|
||
|
||
When the server has successfully finished processing the client's
|
||
request, it attaches a Sync Done control to the SearchResultDone
|
||
message and sends it to the client. However, if the SearchResultDone
|
||
message contains a resultCode that is not success or canceled, the
|
||
Sync Done control MAY be omitted. Although the LCUP cookie is
|
||
OPTIONAL in the Sync Done control value, it MUST be set if the
|
||
SearchResultDone resultCode is success or canceled. The server
|
||
SHOULD also set the cookie if the resultCode is
|
||
lcupResourcesExhausted, timeLimitExceeded, sizeLimitExceeded, or
|
||
adminLimitExceeded. This allows the client to more easily resync
|
||
later. If some error occurred, either an LDAP search error (e.g.,
|
||
insufficientAccessRights) or an LCUP error (e.g.,
|
||
lcupUnsupportedScheme), the cookie MAY be omitted. If the cookie is
|
||
set, the scheme MUST be set also if the cookie format has changed,
|
||
otherwise, it MAY be omitted.
|
||
|
||
If server resources become tight, the server can terminate one or
|
||
more search operations by sending a SearchResultDone message to the
|
||
client(s) with a resultCode of lcupResourcesExhausted. The server
|
||
SHOULD attach a Sync Done control with the cookie set. A server side
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 18]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
policy is used to decide which searches to terminate. This can also
|
||
be used as a security mechanism to disconnect clients that are
|
||
suspected of malicious actions, but if the server can infer that the
|
||
client is malicious, the server SHOULD return lcupSecurityViolation
|
||
instead.
|
||
|
||
4.4.2. Client Initiated Termination
|
||
|
||
If the client needs to terminate the synchronization process and it
|
||
wishes to obtain the cookie that represents the current state of its
|
||
data, it issues an LDAP Cancel operation [RFC3909]. The server
|
||
responds immediately with a LDAP Cancel response [RFC3909]. The
|
||
server MAY send any pending SearchResultEntry or
|
||
SearchResultReference PDUs if the server cannot easily abort or
|
||
remove those search results from its outgoing queue. The server
|
||
SHOULD send as few of these remaining messages as possible. Finally,
|
||
the server sends the message SearchResultDone with the Sync Done
|
||
control attached. If the search was successful up to that point, the
|
||
resultCode field of the SearchResultDone message MUST be canceled
|
||
[RFC3909], and the cookie MUST be set in the Sync Done control. If
|
||
there is an error condition, the server MAY return as described in
|
||
section 4.4.1 above, or MAY return as described in [RFC3909].
|
||
|
||
If the client is not interested in the state information, it can
|
||
simply abandon the search operation or disconnect from the server.
|
||
|
||
4.5. Size and Time Limits
|
||
|
||
The server SHALL support size and time limits as specified in
|
||
[RFC2251, Section 5]. The server SHOULD ensure that if the operation
|
||
is terminated due to these conditions, the cookie is sent back to the
|
||
client.
|
||
|
||
4.6. Operations on the Same Connection
|
||
|
||
It is permissible for the client to issue other LDAP operations on
|
||
the connection used by the protocol. Since each LDAP
|
||
request/response carries a message id there will be no ambiguity
|
||
about which PDU belongs to which operation. By sharing the
|
||
connection among multiple operations, the server will be able to
|
||
conserve its resources.
|
||
|
||
4.7. Interactions with Other Controls
|
||
|
||
LCUP defines neither restrictions nor guarantees about the ability to
|
||
use the controls defined in this document in conjunction with other
|
||
LDAP controls, except for the following: A server MAY ignore non-
|
||
critical controls supplied with the LCUP control. A server MAY
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 19]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
ignore an LCUP defined control if it is non-critical and it is
|
||
supplied with other critical controls. If a server receives a
|
||
critical LCUP control with another critical control, and the server
|
||
does not support both controls at the same time, the server SHOULD
|
||
return unavailableCriticalExtension.
|
||
|
||
It is up to the server implementation to determine if the server
|
||
supports controls such as the Sort or VLV or similar controls that
|
||
change the order of the entries sent to the client. But note that it
|
||
may be difficult or impossible for a server to perform an incremental
|
||
synchronization in the presence of such controls, since the cookie
|
||
will typically be based off a change number, or Change Sequence
|
||
Number (CSN), or timestamp, or some criteria other than an
|
||
alphabetical order.
|
||
|
||
4.8. Replication Considerations
|
||
|
||
Use of an LCUP cookie with multiple DSAs in a replicated environment
|
||
is not defined by LCUP. An implementation of LCUP may support
|
||
continuation of an LCUP session with another DSA holding a replica of
|
||
the LCUP context. Clients MAY submit cookies returned by one DSA to
|
||
a different DSA; it is up to the server to determine if a cookie is
|
||
one they recognize or not and to return an appropriate result code if
|
||
not.
|
||
|
||
5. Client Side Considerations
|
||
|
||
5.1. Using Cookies with Different Search Criteria
|
||
|
||
The cookie received from the server after a synchronization session
|
||
SHOULD only be used with the same search specification as the search
|
||
that generated the cookie. Some servers MAY allow the cookie to be
|
||
used with a more restrictive search specification than the search
|
||
that generated the cookie. If the server does not support the
|
||
cookie, it MUST return lcupInvalidCookie. This is because the client
|
||
can end up with an incomplete data store otherwise. A more
|
||
restrictive search specification is one that would generate a subset
|
||
of the data produced by the original search specification.
|
||
|
||
5.2. Renaming the Base Object
|
||
|
||
Because an LCUP client specifies the area of the tree with which it
|
||
wishes to synchronize through the standard LDAP search specification,
|
||
the client can be returned noSuchObject error if the root of the
|
||
synchronization area was renamed between the synchronization sessions
|
||
or during a synchronization session. If this condition occurs, the
|
||
client can attempt to locate the root by using the root's UUID saved
|
||
in client's local data store. It then can repeat the synchronization
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 20]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
request using the new search base. In general, a client can detect
|
||
that an entry was renamed and apply the changes received to the right
|
||
entry by using the UUID rather than DN based addressing.
|
||
|
||
5.3. Use of Persistent Searches With Respect to Resources
|
||
|
||
Each active persistent operation requires that an open TCP connection
|
||
be maintained between an LDAP client and an LDAP server that might
|
||
not otherwise be kept open. Therefore, client implementors are
|
||
encouraged to avoid using persistent operations for non-essential
|
||
tasks and to close idle LDAP connections as soon as practical. The
|
||
server may close connections if server resources become tight.
|
||
|
||
5.4. Continuation References to Other LCUP Contexts
|
||
|
||
The client MAY receive a continuation reference
|
||
(SearchResultReference [RFC2251 SECTION 4.5.3]) if the search request
|
||
spans multiple parts of the DIT, some of which may require a
|
||
different LCUP cookie, some of which may not even be managed by LCUP.
|
||
The client SHOULD maintain a cache of the LDAP URLs returned in the
|
||
continuation references and the cookies associated with them. The
|
||
client is responsible for performing another LCUP search to follow
|
||
the references, and SHOULD use the cookie corresponding to the LDAP
|
||
URL for that reference (if it has a cookie).
|
||
|
||
5.5. Referral Handling
|
||
|
||
The client may receive a referral (Referral [RFC2251 SECTION 4.1.11])
|
||
when the search base is a subordinate reference, and this will end
|
||
the operation.
|
||
|
||
5.6. Multiple Copies of Same Entry During Sync Phase
|
||
|
||
The server MAY send the same entry multiple times during a sync phase
|
||
if the entry changes during the sync phase. The client SHOULD use
|
||
the last sent copy of the entry as the current one.
|
||
|
||
5.7. Handling Server Out of Resources Condition
|
||
|
||
If the client receives an lcupResourcesExhausted or
|
||
lcupSecurityViolation resultCode, the client SHOULD wait at least 5
|
||
seconds before attempting another operation. It is RECOMMENDED that
|
||
the client use an exponential backoff strategy, but different clients
|
||
may want to use different backoff strategies.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 21]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
6. Server Implementation Considerations
|
||
|
||
6.1. Server Support for UUIDs
|
||
|
||
Servers MUST support UUIDs. UUIDs are required in the Sync Update
|
||
control. Additionally, server implementers SHOULD make the UUID
|
||
values for the entries available as an attribute of the entry, and
|
||
provide indexing or other mechanisms to allow clients to search for
|
||
an entry using the UUID attribute in the search filter. The
|
||
syncUpdate control provides a field UUIDAttribute to allow the server
|
||
to let the client know the name or OID of the attribute to use to
|
||
search for an entry by UUID.
|
||
|
||
6.2. Example of Using an RUV as the Cookie Value
|
||
|
||
By design, the protocol supports multiple cookie schemes. This is to
|
||
allow different implementations the flexibility of storing any
|
||
information applicable to their environment. A reasonable
|
||
implementation for an LDUP compliant server would be to use the
|
||
Replica Update Vector (RUV). For each master, RUV contains the
|
||
largest CSN seen from this master. In addition, RUV implemented by
|
||
some directory servers (not yet in LDUP) contains replica generation
|
||
- an opaque string that identifies the replica's data store. The
|
||
replica generation value changes whenever the replica's data is
|
||
reloaded. Replica generation is intended to signal the
|
||
replication/synchronization peers that the replica's data was
|
||
reloaded and that all other replicas need to be reinitialized. RUV
|
||
satisfies the three most important properties of the cookie: (1) it
|
||
uniquely identifies the state of client's data, (2) it can be used to
|
||
synchronize with multiple servers, and (3) it can be used to detect
|
||
that the server's data was reloaded. If RUV is used as the cookie,
|
||
entries last modified by a particular master must be sent to the
|
||
client in the order of their last modified CSN. This ordering
|
||
guarantees that the RUV can be updated after each entry is sent.
|
||
|
||
6.3. Cookie Support Issues
|
||
|
||
6.3.1. Support for Multiple Cookie Schemes
|
||
|
||
A server may support one or more LCUP cookie schemes. It is expected
|
||
that schemes will be published along with their OIDs as RFCs. The
|
||
server's DIT may be partitioned into different sections which may
|
||
have different cookies associated with them. For example, some
|
||
servers may use some sort of replication mechanism to support LCUP.
|
||
If so, the DIT may be partitioned into multiple replicas. A client
|
||
may send an LCUP search request that spans multiple replicas. Some
|
||
parts of the DIT spanned by the search request scope may support LCUP
|
||
and some may not. The server MUST send a SearchResultReference
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 22]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
[RFC2251, SECTION 4.5.3] when the LCUP Context for a returned entry
|
||
changes. The server SHOULD send all references to other LCUP
|
||
Contexts in the search scope first, in order to allow the clients to
|
||
process these searches in parallel. The LDAP URL(s) returned MUST
|
||
contain the DN(s) of the base of another section of the DIT (however
|
||
the server implementation has partitioned the DIT). The client will
|
||
then issue another LCUP search using the LDAP URL returned. Each
|
||
section of the DIT MAY require a different cookie value, so the
|
||
client SHOULD maintain a cache, mapping the different LDAP URL values
|
||
to different cookies. If the cookie changes, the scheme may change
|
||
as well, but the cookie scheme MUST be the same within a given LCUP
|
||
Context.
|
||
|
||
6.3.2. Information Contained in the Cookie
|
||
|
||
The cookie must contain enough information to allow the server to
|
||
determine whether the cookie can be safely used with the search
|
||
specification it is attached to. As discussed earlier in the
|
||
document, the cookie SHOULD only be used with the search
|
||
specification that is equal to the one for which the cookie was
|
||
generated, but some servers MAY support using a cookie with a search
|
||
specification that is more restrictive than the one used to generate
|
||
the cookie.
|
||
|
||
6.4. Persist Phase Response Time
|
||
|
||
The specification makes no guarantees about how soon a server should
|
||
send notification of a changed entry to the client during the persist
|
||
phase. This is intentional as any specific maximum delay would be
|
||
impossible to meet in a distributed directory service implementation.
|
||
Server implementers are encouraged to minimize the delay before
|
||
sending notifications to ensure that clients' needs for timeliness of
|
||
change notification are met.
|
||
|
||
6.5. Scaling Considerations
|
||
|
||
Implementers of servers that support the mechanism described in this
|
||
document should ensure that their implementation scales well as the
|
||
number of active persistent operations and the number of changes made
|
||
in the directory increases. Server implementers are also encouraged
|
||
to support a large number of client connections if they need to
|
||
support large numbers of persistent operations.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 23]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
6.6. Alias Dereferencing
|
||
|
||
LCUP design does not consider issues associated with alias
|
||
dereferencing in search. Clients MUST specify derefAliases as either
|
||
neverDerefAliases or derefFindingBaseObj. Servers are to return
|
||
protocolError if the client specifies either derefInSearching or
|
||
derefAlways.
|
||
|
||
7. Synchronizing Heterogeneous Data Stores
|
||
|
||
Clients, like a meta directory join engine, synchronizing multiple
|
||
writable data stores, will only work correctly if each piece of
|
||
information comes from a single authoritative data source. In a
|
||
replicated environment, an LCUP Context should employ the same
|
||
conflict resolution scheme across all its replicas. This is because
|
||
different systems have different notions of time and different update
|
||
resolution procedures. As a result, a change applied on one system
|
||
can be discarded by the other, thus preventing the data stores from
|
||
converging.
|
||
|
||
8. IANA Considerations
|
||
|
||
This document lists several values that have been registered by the
|
||
IANA. The following LDAP result codes have been assigned by IANA as
|
||
described in section 3.6 of [RFC3383]:
|
||
|
||
lcupResourcesExhausted 113
|
||
lcupSecurityViolation 114
|
||
lcupInvalidData 115
|
||
lcupUnsupportedScheme 116
|
||
lcupReloadRequired 117
|
||
|
||
The three controls defined in this document have been registered as
|
||
LDAP Protocol Mechanisms as described in section 3.2 of [RFC3383].
|
||
One OID, 1.3.6.1.1.7, has been assigned by IANA as described in
|
||
section 3.1 of [RFC3383]. The OIDs for the controls defined in this
|
||
document are derived as follows from the one assigned by IANA:
|
||
|
||
LCUP Sync Request Control 1.3.6.1.1.7.1
|
||
LCUP Sync Update Control 1.3.6.1.1.7.2
|
||
LCUP Sync Done Control 1.3.6.1.1.7.3
|
||
|
||
9. Security Considerations
|
||
|
||
In some situations, it may be important to prevent general exposure
|
||
of information about changes that occur in an LDAP server. Therefore,
|
||
servers that implement the mechanism described in this document
|
||
SHOULD provide a means to enforce access control on the entries
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 24]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
returned and MAY also provide specific access control mechanisms to
|
||
control the use of the controls and extended operations defined in
|
||
this document.
|
||
|
||
As with normal LDAP search requests, a malicious client can initiate
|
||
a large number of persistent search requests in an attempt to consume
|
||
all available server resources and deny service to legitimate
|
||
clients. The protocol provides the means to stop malicious clients
|
||
by disconnecting them from the server. The servers that implement
|
||
the mechanism SHOULD provide the means to detect the malicious
|
||
clients. In addition, the servers SHOULD provide the means to limit
|
||
the number of resources that can be consumed by a single client.
|
||
|
||
10. References
|
||
|
||
10.1. Normative References
|
||
|
||
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
|
||
Requirement Levels", BCP 14, RFC 2119, March 1997.
|
||
|
||
[RFC2251] Wahl, M., Howes, T., and S. Kille, "Lightweight
|
||
Directory Access Protocol (v3)", RFC 2251, December
|
||
1997.
|
||
|
||
[RFC3383] Zeilenga, K., "Internet Assigned Numbers Authority
|
||
(IANA) Considerations for Lightweight Directory Access
|
||
Protocol (LDAP)", BCP 64, RFC 3383, September 2002.
|
||
|
||
[RFC3909] Zeilenga, K., "Lightweight Directory Access Protocol
|
||
(LDAP) Cancel Operation", RFC 3909, October 2004.
|
||
|
||
[X.680] ITU-T, "Abstract Syntax Notation One (ASN.1) -
|
||
Specification of Basic Notation", X.680, 1994.
|
||
|
||
[X.690] ITU-T, "Specification of ASN.1 encoding rules: Basic,
|
||
Canonical, and Distinguished Encoding Rules", X.690,
|
||
1994.
|
||
|
||
[UUID] International Organization for Standardization (ISO),
|
||
"Information technology - Open Systems Interconnection -
|
||
Remote Procedure Call", ISO/IEC 11578:1996.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 25]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
10.2. Informative References
|
||
|
||
[RFC3384] Stokes, E., Weiser, R., Moats, R., and R. Huber,
|
||
"Lightweight Directory Access Protocol (version 3)
|
||
Replication Requirements", RFC 3384, October 2002.
|
||
|
||
[RFC3671] Zeilenga, K., "Collective Attributes in the Lightweight
|
||
Directory Access Protocol (LDAP)", RFC 3671, December
|
||
2003.
|
||
|
||
[RFC3672] Zeilenga, K. and S. Legg, "Subentries in the Lightweight
|
||
Directory Access Protocol (LDAP)", RFC 3672, December
|
||
2003.
|
||
|
||
11. Acknowledgments
|
||
|
||
The LCUP protocol is based in part on the Persistent Search Change
|
||
Notification Mechanism defined by Mark Smith, Gordon Good, Tim Howes,
|
||
and Rob Weltman, the LDAPv3 Triggered Search Control defined by Mark
|
||
Wahl, and the LDAP Control for Directory Synchronization defined by
|
||
Michael Armijo. The members of the IETF LDUP working group made
|
||
significant contributions to this document.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 26]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
Appendix - Features Left Out of LCUP
|
||
|
||
There are several features present in other protocols or considered
|
||
useful by clients that are currently not included in the protocol
|
||
primarily because they are difficult to implement on the server.
|
||
These features are briefly discussed in this section.
|
||
|
||
Triggered Search Change Type
|
||
|
||
This feature is present in the Triggered Search specification. A
|
||
flag is attached to each entry returned to the client indicating the
|
||
reason why this entry is returned. The possible reasons from the
|
||
document are:
|
||
|
||
- notChange: the entry existed in the directory and matched the
|
||
search at the time the operation is being performed,
|
||
|
||
- enteredSet: the entry entered the result,
|
||
|
||
- leftSet: the entry left the result,
|
||
|
||
- modified: the entry was part of the result set, was modified or
|
||
renamed, and still is in the result set.
|
||
|
||
The leftSet feature is particularly useful because it indicates to
|
||
the client that an entry is no longer within the client's search
|
||
specification and the client can remove the associated data from its
|
||
data store. Ironically, this feature is the hardest to implement on
|
||
the server because the server does not keep track of the client's
|
||
state and has no easy way of telling which entries moved out of scope
|
||
between synchronization sessions with the client. A compromise could
|
||
be reached by only providing this feature for the operations that
|
||
occur while the client is connected to the server. This is easier to
|
||
accomplish because the decision about the change type can be made
|
||
based only on the change without need for any historical information.
|
||
This, however, would add complexity to the protocol.
|
||
|
||
Persistent Search Change Type
|
||
|
||
This feature is present in the Persistent Search specification.
|
||
Persistent search has the notion of changeTypes. The client
|
||
specifies which type of updates will cause entries to be returned,
|
||
and optionally whether the server tags each returned entry with the
|
||
type of change that caused that entry to be returned.
|
||
|
||
For LCUP, the intention is full synchronization, not partial. Each
|
||
entry returned by an LCUP search will have some change associated
|
||
with it that may concern the client. The client may have to have a
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 27]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
local index of entries by DN or UUID to determine if the entry has
|
||
been added or just modified. It is easy for clients to determine if
|
||
the entry has been deleted because the entryLeftSet value of the Sync
|
||
Update control will be TRUE.
|
||
|
||
Sending Changes
|
||
|
||
Some earlier synchronization protocols sent the client(s) only the
|
||
modified attributes of the entry rather than the entire entry. While
|
||
this approach can significantly reduce the amount of data returned to
|
||
the client, it has several disadvantages. First, unless a separate
|
||
mechanism (like the change type described above) is used to notify
|
||
the client about entries moving into the search scope, sending only
|
||
the changes can result in the client having an incomplete version of
|
||
the data. Let's consider an example. An attribute of an entry is
|
||
modified. As a result of the change, the entry enters the scope of
|
||
the client's search. If only the changes are sent, the client would
|
||
never see the initial data of the entry. Second, this feature is
|
||
hard to implement since the server might not contain sufficient
|
||
information to construct the changes based solely on the server's
|
||
state and the client's cookie. On the other hand, this feature can
|
||
be easily implemented by the client assuming that the client has the
|
||
previous version of the data and can perform value by value
|
||
comparisons.
|
||
|
||
Data Size Limits
|
||
|
||
Some earlier synchronization protocols allowed clients to control the
|
||
amount of data sent to them in the search response. This feature was
|
||
intended to allow clients with limited resources to process
|
||
synchronization data in batches. However, an LDAP search operation
|
||
already provides the means for the client to specify the size limit
|
||
by setting the sizeLimit field in the SearchRequest to the maximum
|
||
number of entries the client is willing to receive. While the
|
||
granularity is not the same, the assumption is that regular LDAP
|
||
clients that can deal with the limitations of the LDAP protocol will
|
||
implement LCUP.
|
||
|
||
Data Ordering
|
||
|
||
Some earlier synchronization protocols allowed a client to specify
|
||
that parent entries should be sent before the children for add
|
||
operations and children entries sent before their parents during
|
||
delete operations. This ordering helps clients to maintain a
|
||
hierarchical view of the data in their data store. While possibly
|
||
useful, this feature is relatively hard to implement and is expensive
|
||
to perform.
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 28]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
Authors' Addresses
|
||
|
||
Rich Megginson
|
||
Netscape Communications Corp., an America Online company.
|
||
360 W. Caribbean Drive
|
||
Sunnyvale, CA 94089
|
||
USA
|
||
|
||
Phone: +1 505 797-7762
|
||
EMail: rmegginson0224@aol.com
|
||
|
||
|
||
Olga Natkovich
|
||
Yahoo, Inc.
|
||
701 First Ave.
|
||
Sunnyvale, CA 94089
|
||
USA
|
||
|
||
Phone: +1 408 349-6153
|
||
EMail: olgan@yahoo-inc.com
|
||
|
||
|
||
Mark Smith
|
||
Pearl Crescent, LLC
|
||
447 Marlpool Drive
|
||
Saline, MI 48176
|
||
USA
|
||
|
||
Phone: +1 734 944-2856
|
||
EMail: mcs@pearlcrescent.com
|
||
|
||
|
||
Jeff Parham
|
||
Microsoft Corporation
|
||
One Microsoft Way
|
||
Redmond, WA 98052-6399
|
||
USA
|
||
|
||
Phone: +1 425 882-8080
|
||
EMail: jeffparh@microsoft.com
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 29]
|
||
|
||
RFC 3928 LDAP Client Update Protocol October 2004
|
||
|
||
|
||
Full Copyright Statement
|
||
|
||
Copyright (C) The Internet Society (2004).
|
||
|
||
This document is subject to the rights, licenses and restrictions
|
||
contained in BCP 78, and at www.rfc-editor.org, and except as set
|
||
forth therein, the authors retain all their rights.
|
||
|
||
This document and the information contained herein are provided on an
|
||
"AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
|
||
OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
|
||
ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
|
||
INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
|
||
INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
|
||
WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
|
||
|
||
Intellectual Property
|
||
|
||
The IETF takes no position regarding the validity or scope of any
|
||
Intellectual Property Rights or other rights that might be claimed to
|
||
pertain to the implementation or use of the technology described in
|
||
this document or the extent to which any license under such rights
|
||
might or might not be available; nor does it represent that it has
|
||
made any independent effort to identify any such rights. Information
|
||
on the ISOC's procedures with respect to rights in ISOC Documents can
|
||
be found in BCP 78 and BCP 79.
|
||
|
||
Copies of IPR disclosures made to the IETF Secretariat and any
|
||
assurances of licenses to be made available, or the result of an
|
||
attempt made to obtain a general license or permission for the use of
|
||
such proprietary rights by implementers or users of this
|
||
specification can be obtained from the IETF on-line IPR repository at
|
||
http://www.ietf.org/ipr.
|
||
|
||
The IETF invites any interested party to bring to its attention any
|
||
copyrights, patents or patent applications, or other proprietary
|
||
rights that may cover technology that may be required to implement
|
||
this standard. Please address the information to the IETF at ietf-
|
||
ipr@ietf.org.
|
||
|
||
Acknowledgement
|
||
|
||
Funding for the RFC Editor function is currently provided by the
|
||
Internet Society.
|
||
|
||
|
||
|
||
|
||
|
||
|
||
|
||
Megginson, et al. Standards Track [Page 30]
|
||
|