Add/Update LDAPext drafts

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LDAPEXT Working Group J. Sermersheim
Internet Draft Novell, Inc
Document: draft-ietf-ldapext-ldapv3-dupent-03.txt March 2000
Category: Proposed Standard
LDAP Control for a Duplicate Entry Representation of Search Results
1. Status of this Memo
This document is an Internet-Draft and is in full conformance with
all provisions of Section 10 of RFC2026 [1].
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that
other groups may also distribute working documents as Internet-
Drafts. Internet-Drafts are draft documents valid for a maximum of
six months and may be updated, replaced, or obsoleted by other
documents at any time. It is inappropriate to use Internet- Drafts
as reference material or to cite them other than as "work in
progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
2. Abstract
This document describes a Duplicate Entry Representation control
extension for the LDAP Search operation. By using the control with
an LDAP search, a client requests that the server return separate
entries for each value held in the specified attributes. For
instance, if a specified attribute of an entry holds multiple
values, the search operation will return multiple instances of that
entry, each instance holding a separate single value in that
attribute.
3. Overview
The Server-Side Sorting control [SSS] allows the server to order
search result entries based on attribute values (sort keys). It
does not allow one to specify behavior when an attribute contains
multiple values. The default behavior, as outlined in 7.9 of
[X.511], is to use the smallest value as the sort key.
An application may need to produce an ordered list of entries,
sorted by a multi-valued attribute, where each attribute value is
represented in the list. In order to do this, a separate control is
needed which causes the set of entries to be expanded sufficiently
to represent each attribute value prior to sorting.
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LDAP Control for a Duplicate Entry Representation of Search Results
This document describes controls, which allow duplicate entries in
the result set of search, where each entry represents a distinct
value of a given multiple valued attribute.
An example of this would be a sorted list of all telephone numbers
in an organization. Because any entry may have multiple telephone
numbers, and the list is to be sorted by telephone number, the list
must be able to contain duplicate entries, each with its own unique
telephone number.
Another example would be an application that needs to display an
ordered list of all members of a group. It would use this control
to create a result set of duplicate groupOfNames entries, each with
a single, unique value in its member attribute.
The key words "MUST", "SHOULD", and "MAY" used in this document
carry the meanings described in [Bradner97].
4. The Controls
Support for the controls is advertised by the presence of their OID
in the supportedControl attribute of a server's root DSE. The OID
for the request control is "2.16.840.1.113719.1.27.101.1" and the
OID for the response control is "2.16.840.1.113719.1.27.101.2".
4.1 Request Control
This control is included in the searchRequest message as part of the
controls field of the LDAPMessage, as defined in Section 4.1.12 of
[LDAPv3].
The controlType is set to "2.16.840.1.113719.1.27.101.1". The
criticality MAY be set to either TRUE or FALSE. The controlValue is
an OCTET STRING, whose value is the BER encoding of the following
type:
DuplicateEntryRequest ::= AttributeDescriptionList
The "AttributeDescriptionList" data type is described in 4.1.5 of
[LDAPv3] and describes a list of 0 or more AttributeDescription
types as also described in 4.1.5 of [LDAPv3]. Both definitions are
repeated here for convenience:
AttributeDescriptionList ::= SEQUENCE OF
AttributeDescription
AttributeDescription ::= <AttributeType> [ ";" <options> ]
While processing a search request, a server implementation examines
this list. If a specified attribute exists in an entry to be
returned by search, one instance of that entry per attribute value
is returned. In this case, the specified attribute in each entry
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LDAP Control for a Duplicate Entry Representation of Search Results
holds a single, unique value from the original set of values of that
attribute.
An AttributeDescription should only occur once in the list. If an
AttributeDescription is included in the DuplicateEntryRequest
multiple times, the server should return an unwillingToPerform error
in the DuplicateEntryResponse.
When two or more attribute types are specified by this control, the
number of duplicate entries is the combination of all values in each
attribute. Because of the potential complexity involved in servicing
multiple attribute types, server implementations MAY choose to
support a limited number of attribute types in the control.
There is a special case where either no attributes are specified, or
an attribute description value of "*" is specified. In this case,
all attributes are used. (The "*" allows the client to request all
user attributes in addition to specific operational attributes).
4.2 Response Control
This control is included in the searchResultDone message as part of
the controls field of the LDAPMessage, as defined in Section 4.1.12
of [LDAPv3].
The controlType is set to "2.16.840.1.113719.1.27.101.2". The
criticality is FALSE (MAY be absent). The controlValue is an OCTET
STRING, whose value is the BER encoding of the following SEQUENCE:
DuplicateEntryResponse ::= SEQUENCE {
result ENUMERATED {
success (0),
operations error (1), -- server internal failure
timeLimitExceeded (3), -- time limit reached before
-- attribute values could be
-- processed
sizeLimitExceeded (4), -- size limit reached as a
-- result of this control
adminLimitExceeded (11), -- result set too large for
-- server to handle
noSuchAttribute (16), -- unrecognized attribute
-- description
busy (51),
unwillingToPerform (53),
other (80) },
attributeType AttributeDescription OPTIONAL }
A result field is provided here to allow feedback in the case where
the criticality of the request control is FALSE, and the server
could not process the control - yet it could complete the search
operation successfully. If the request control's criticality is
TRUE, and the server cannot process the control, the resultCode of
the LDAPResult is used to report the error.
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LDAP Control for a Duplicate Entry Representation of Search Results
attributeType MAY be set to the value of the first attribute type
specified by the DuplicateEntryRequest that was in error. The
client MUST ignore the attributeType field if the result is success.
5. Protocol Examples
5.1 Simple example
This example will show this control being used to produce a list of
all telephone numbers in the "Acting" organizational unit of "Looney
Tunes". Let's say the following three entries exist in this
organization;
dn: cn=Bugs Bunny,ou=Acting,o=Looney Tunes
telephoneNumber: 555-0123
dn: cn=Daffy Duck,ou=Acting,o=Looney Tunes
telephoneNumber: 555-8854
telephoneNumber: 555-4588
telephoneNumber: 555-5884
dn: cn=Porky Pig,ou=Acting,o=Looney Tunes
telephoneNumber: 555-9425
telephoneNumber: 555-7992
First an LDAP search is specified with a baseDN of "ou=Acting,
o=Looney Tunes ", subtree scope, filter set to "telephoneNumber=*".
A DuplicateEntryRequest control is attached to the search,
specifying "telephoneNumber" as the attribute description, and the
search request is sent to the server.
The set of search results returned by the server would then consist
of the following entries:
dn: cn=Bugs Bunny,ou=Acting,o=Looney Tunes
telephoneNumber: 555-0123
dn: cn=Daffy Duck,ou=Acting,o=Looney Tunes
telephoneNumber: 555-8854
dn: cn=Daffy Duck,ou=Acting,o=Looney Tunes
telephoneNumber: 555-4588
dn: cn=Daffy Duck,ou=Acting,o=Looney Tunes
telephoneNumber: 555-5884
dn: cn=Porky Pig,ou=Acting,o=Looney Tunes
telephoneNumber: 555-9425
dn: cn=Porky Pig,ou=Acting,o=Looney Tunes
telephoneNumber: 555-7992
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LDAP Control for a Duplicate Entry Representation of Search Results
Note that it is not necessary to use an attribute type in this
control that is specified in the search filter. This example only
does so, because the result was to obtain a list of telephone
numbers.
5.2 Specifying multiple attributes
A more complicated example involving multiple attributes will result
in more entries. If we assume these entries in the directory:
dn: cn=Bugs Bunny,ou=Acting,o=Looney Tunes
givenName: Bugs
mail: bbunny@looneytunes.com
dn: cn=Elmer Fudd,ou=Acting,o=Looney Tunes
givenName: Elmer
givenName: Doc
mail: efudd@looneytunes.com
mail: bunnyhunter@nra.org
And both "mail" and "givenName" are specified as attribute types in
this control, the resulting set of entries would be this:
dn: cn=Bugs Bunny,ou=Acting,o=Looney Tunes
givenName: Bugs
mail: bbunny@looneytunes.com
dn: cn=Elmer Fudd,ou=Acting,o=Looney Tunes
givenName: Elmer
mail: efudd@looneytunes.com
dn: cn=Elmer Fudd,ou=Acting,o=Looney Tunes
givenName: Elmer
mail: bunnyhunter@nra.org
dn: cn=Elmer Fudd,ou=Acting,o=Looney Tunes
givenName: Doc
mail: efudd@looneytunes.com
dn: cn=Elmer Fudd,ou=Acting,o=Looney Tunes
givenName: Doc
mail: bunnyhunter@nra.org
5.3 Listing the members of a groupOfNames
This example shows how the controls can be used to turn a single
groupOfNames entry into multiple duplicate entries. LetÆs say this
is our groupOfNames entry:
dn: cn=Administrators,o=acme
cn: Administrators
member: cn=aBaker,o=acme
member: cn=cDavis,o=acme
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LDAP Control for a Duplicate Entry Representation of Search Results
member: cn=bChilds,o=acme
member: cn=dEvans,o=acme
We could set our search base to "cn=Administrators,o=acme", filter
to "objectClass=*", use an object scope (to restrict it to this
entry) and send the duplicateEntryRequest control with "member" as
its attribute value. The resulting set would look like this:
dn: cn=Administrators,o=acme
member: cn=aBaker,o=acme
dn: cn=Administrators,o=acme
member: cn=cDavis,o=acme
dn: cn=Administrators,o=acme
member: cn=bChilds,o=acme
dn: cn=Administrators,o=acme
member: cn=dEvans,o=acme
This list can then be sorted by member and displayed (also by
member) in a list.
6 Relationship to other controls
This control is intended (but not limited) to be used with the
Server Side Sorting control [SSS]. By pairing this control with the
Server Side Sorting control, One can produce a set of entries,
sorted by attribute values, where each attribute value is
represented in the sorted set. Server implementations should ensure
that this control is processed before sorting the result of a
search, as this control alters the result set of search.
This control may also be used with the Virtual List View [VLV]
control (which has a dependency on the Server Side Sort control).
The nature of the dependency between the VLV control and the Sort
control is such that the Sorting takes place first. Because the sort
happens first, and because this control is processed before the sort
control, the impact of this control on the VLV control is minimal.
Some server implementations may need to carefully consider how to
handle the typedown functionality of the VLV control when paired
with this control. The details of this are heavily implementation
dependent and are beyond the scope of this document.
7. Notes for Implementers
Both client and server implementations should be aware that using
this control could potentially result in a very large set of search
results. Servers MAY return an adminLimitExceeded result in the
response control due to inordinate consumption of resources. This
may be due to some a priori knowledge such as a server restriction
of the number of attribute types in the request control that it's
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LDAP Control for a Duplicate Entry Representation of Search Results
willing to service, or it may be due to the server attempting to
service the control and running out of resources.
Client implementations must be aware that search entries returned,
when using this control will contain a subset of the values of any
specified attribute.
8. Acknowledgments
The author gratefully thanks the input and support of participants
of the LDAP-EXT working group.
9. References
[LDAPv3]
Wahl, M, S. Kille and T. Howes, "Lightweight Directory Access
Protocol (v3)", Internet Standard, December, 1997.
Available as RFC2251.
[SSS]
Wahl, M, A. Herron and T. Howes, "LDAP Control Extension for Server
Side Sorting of Search Results", Internet Draft, March, 1998.
Available as draft-ietf-ldapext-sorting-02.txt.
[VLV]
Boreham, D, Sermersheim, J, Anantha, A, Armijo, M, "LDAP Extensions
for Scrolling View Browsing of Search Results", Internet Draft,
June, 1999.
Available as draft-ietf-ldapext-ldapv3-vlv-03.txt.
[X.511]
ITU-T Rec. X.511, "The Directory: Abstract Service Definition",
1993.
[Bradner97]
Bradner, Scott, "Key Words for use in RFCs to Indicate Requirement
Levels", Internet Draft, March, 1997.
Available as RFC2119.
10. Author's Address
Jim Sermersheim
Novell, Inc.
122 East 1700 South
Provo, Utah 84606, USA
jimse@novell.com
+1 801 861-3088
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Internet-Draft David Chadwick
LDAPExt WG University of Salford
Intended Category: Standards Track Sean Mullan
Sun
Microsystems
Expires: 8 March 2000 8 September 1999
Returning Matched Values with LDAPv3
<draft-ietf-ldapext-matchedval-01.txt>
STATUS OF THIS MEMO
This document is an Internet-Draft and is in full conformance with
all the provisions of Section 10 of RFC2026.
Internet-Drafts are working documents of the Internet Engineering
Task Force (IETF), its areas, and its working groups. Note that other
groups may also distribute working documents as Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference
material or to cite them other than as "work in progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt.
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
This Internet-Draft expires on 8 March 2000. Comments and suggestions
on this document are encouraged. Comments on this document should be
sent to the LDAPExt working group discussion list:
ietf-ldapext@netscape.com
or directly to the authors.
ABSTRACT
This document describes a control for the Lightweight Directory
Access Protocol v3 that is used to return a subset of attribute
values from an entry, specifically, only those values that
contributed to the search filter evaluating to TRUE. Without support
for this control, a client must retrieve all of an attribute's values
and search for specific values locally.
1. Introduction
When reading an attribute from an entry using LDAP v2 [1] or LDAPv3
[2], it is normally only possible to read either the attribute type,
or the attribute type and all its values. It is not possible to
selectively read just a few of the attribute values. If an attribute
holds many values, for example, the userCertificate attribute, or the
subschema publishing operational attributes objectClasses and
attributeTypes [3], then it may be desirable for the user to be able
to selectively retrieve a subset of the values, specifically, those
attribute values that match the selection criteria as specified by
the user in the filter. Without the control specified in this
[ID/standard] a client must read all of the attribute's values and
filter out the unwanted values, necessitating the client to implement
the matching rules. It also requires the client to potentially read
and process many irrelevant values, which can be inefficient if the
values are large or complex, or there are many values stored per
attribute.
This Internet Draft specifies an LDAPv3 control to enable a user to
return only those values that matched (i.e. returned TRUE to) one or
more elements of the Search filter. This control can be especially
useful when used in conjunction with extensible matching rules that
match on one or more components of complex binary attribute values.
The control has been described in such a way as to be fully
compatible with the matchedValuesOnly boolean of the X.500 DAP [4]
Search argument, as amended in the latest version [6].
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [5].
2. The matchedValuesOnly Control
The matchedValuesOnly control MAY be critical or non-critical as
determined by the user. It is only applicable to the Search
operation, and SHALL be ignored by the server if it is present on any
other LDAP operation (even if marked critical on such operations).
The object identifier for this control is 1.2.826.0.1.3344810.2.2
The controlValue is absent.
If the server supports this control, the server MUST make use of the
control as follows:
(1) If the typesOnly parameter of the Search Request is TRUE,
the control has no effect and the Search Request SHOULD be
processed as if the control had not been specified.
(2) If the attributes parameter of the Search Request consists
of a list containing only the attribute with OID "1.1"
(specifying that no attributes are to be returned), the control
has no effect and the Search Request SHOULD be processed as if
the control had not been specified.
(3) For each attribute listed in the attributes parameter of the
Search Request, the server MUST apply the control as follows:
i) Every attribute value that evaluates TRUE against one or
more filters, excluding the ignored filters (see below),
is logically marked by the server as contributing to the
filter matching.
ii) Attributes that have no values marked as contributing,
have all their values returned to the user.
iii) Attributes that have one or more values marked as
contributing have only the contributing values returned to
the user, whilst the other values of the same attribute
(if there are any) are not returned.
Certain filters are ignored for the purposes of marking the attribute
values as contributing. These are:
the ôpresentö filter, since this filter does not test against
any attribute values;
the ônotö filter, since this would have the effect of marking
all the attribute values except the one(s) that matched the
non-negated filter.
3. Relationship to X.500
The matchedValuesOnly control defined in this document is derived
from the matchedValuesOnly boolean parameter of the X.511 (93) DAP
Search operation [4]. Note however that in X.511 (93), the
matchedValuesOnly parameter is ignored when used with an "equality"
match FilterItem, and so the user must use the extensibleMatch filter
along with the equality matching rule if only matched values are
wanted with equality matching. This slightly spurious equality match
restriction has been removed from the 2000 version of X.511 [6]. For
LDAP servers acting as a gateway to an X.500 directory, the matched
valuesOnly control can be directly mapped onto the X.511
matchedValuesOnly Search parameter as follows:
(1) If the matchedValuesOnly control is specified, the
matchedValuesOnly DAP parameter MUST be set to true. If the
control criticality value is TRUE then bit 17 of the DAP
criticalExtensions MUST be set.
(2) If an equality matching rule is specified in the filter of
the LDAPv3 search operation, then if operating with a pre-2000
edition DSA, the corresponding equality FilterItem contained in
the X.511 filter parameter MUST NOT be used, but rather the
extensibleMatch filter item MUST be used instead (the assertion
consisting of the equality matching rule, the attribute type to
match on, and the asserted value). When operating with DSAs
that support the 2000 DAP enhancement, the equality FilterItem
MAY be used.
4. Examples
(1) The first example simply shows how the control can be used to
selectively read a subset of attribute values.
The entry below represents a groupOfNames object class containing
several members from different organizations.
cn: Cross Organizational Standards Body
member: cn=joe, o=acme
member: cn=alice, o=acme
member: cn=bob, o=foo
member: cn=sue, o=bar
An LDAP search operation is specified with a baseObject set to the
DN of the entry, a baseObject scope, a filter set to
"member=*o=acme", and the list of attributes to be returned set to
"member". In addition, a matchedValuesOnly control is attached to the
search request.
The search results returned by the server would consist of the
following entry:
cn: Cross Organizational Standards Body
member: cn=joe, o=acme
member: cn=alice, o=acme
(2) The second example shows how the control has no effect on
attributes that do not participate in the search filter.
The entries below represent inetOrgPerson [7] object classes located
below some distinguished name in the directory.
cn: Sean Mullan
mail: sean.mullan@sun.com
mail: mullan@east.sun.com
telephoneNumber: +1 781 442 0926
telephoneNumber: 555-9999
cn: David Chadwick
mail: d.w.chadwick@salford.ac.uk
An LDAP search operation is specified with a baseObject set to the
DN of the entry, a subtree scope, a filter set to
"(|(mail=sean.mullan@sun.com)(mail=d.w.chadwick@salford.ac.uk))", and
the list of attributes to be returned set to "mail telephoneNumber".
In addition, a matchedValuesOnly control is attached to the search
request.
The search results returned by the server would consist of the
following entries:
cn: Sean Mullan
mail: sean.mullan@sun.com
telephoneNumber: +1 781 442 0926
telephoneNumber: 555-9999
cn: David Chadwick
mail: d.w.chadwick@salford.ac.uk
Note that the control has no effect on the values returned for the
"telephoneNumber" attribute (all of the values are returned), since
it did not participate in the search filter.
5. Security Considerations
This Internet Draft does not discuss security issues at all.
Note that attribute values MUST only be returned if the access
controls applied by the LDAP server allow them to be returned, and in
this respect the effect of the matchedValuesOnly control is of no
consequence.
Note that the matchedValuesOnly control may have a positive effect on
the deployment of public key infrastructures. Certain PKI operations,
like searching for specific certificates, become more practical (when
combined with X.509 certificate matching rules at the server) and
more scalable, since the control avoids the downloading of
potentially large numbers of irrelevant certificates which would have
to be processed and filtered locally (which in some cases is very
difficult to perform).
6. Copyright
Copyright (C) The Internet Society (date). All Rights Reserved.
This document and translations of it may be copied and furnished to
others, and derivative works that comment on or otherwise explain it
or assist in its implementation may be prepared, copied, published
and distributed, in whole or in part, without restriction of any
kind, provided that the above copyright notice and this paragraph are
included on all such copies and derivative works. However, this
document itself may not be modified in any way, such as by removing
the copyright notice or references to the Internet Society or other
Internet organizations, except as needed for the purpose of
developing Internet standards in which case the procedures for
copyrights defined in the Internet Standards process must be
followed, or as required to translate it into languages other than
English.
The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns.
This document and the information contained herein is provided on an
"AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
7. References
[1] Yeong, W., Howes, T., and Kille, S. "Lightweight Directory Access
Protocol", RFC 1777, March 1995.
[2] M. Wahl, T. Howes, S. Kille, "Lightweight Directory Access
Protocol (v3)", Dec. 1997, RFC 2251
[3] M. Wahl, A. Coulbeck, T. Howes, S. Kille, ôLightweight Directory
Access Protocol (v3): Attribute Syntax Definitionsö, RFC 2252, Dec
1997
[4] ITU-T Rec. X.511, "The Directory: Abstract Service Definition",
1993.
[5] S.Bradner. "Key words for use in RFCs to Indicate Requirement
Levels", RFC 2119, March 1997.
[6] ôFPDAMs to ISO/IEC 9594 Parts 1, 2, 3, 4, 5, 6, 7 and 9 to
support the ITU-T Rec. F.510 "Automated Directory Assistance, White
Pages Service Definitions"ö, Collaborative ITU-T/SG7/Q15 and
JTC1/SC6/WG7 OSI Directory Meeting 7-15 April 1999, Orlando, USA
[7] M. Smith. "Definition of the inetOrgPerson LDAP Object Class",
Internet Draft <draft-smith-ldap-inetorgperson-03.txt>, April 1999.
8. Authors Addresses
David Chadwick
IS Institute
University of Salford
Salford M5 4WT
England
Email: d.w.chadwick@salford.ac.uk
Sean Mullan
Sun Microsystems Laboratories
One Network Drive
Burlington
MA 01803-0902
USA
Tel: +1 781 442-0926 Fax: +1 781 442-1692
Email: sean.mullan@sun.com
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Network Working Group M. Smith, Editor
INTERNET-DRAFT G. Good
Intended Category: Informational R. Weltman
Expires: September 2000 Netscape Communications Corp.
T. Howes
Loudcloud, Inc.
7 March 2000
Persistent Search: A Simple LDAP Change Notification Mechanism
<draft-ietf-ldapext-psearch-02.txt>
1. Status of this Memo
This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC2026. Internet-Drafts are working docu-
ments of the Internet Engineering Task Force (IETF), its areas, and its
working groups. Note that other groups may also distribute working
documents as Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference material
or to cite them other than as "work in progress."
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt.
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
This draft document will be submitted to the RFC Editor as an Informa-
tional document. Distribution of this memo is unlimited. Technical dis-
cussion of this document will take place on the IETF LDAP Extension
Working Group mailing list <ietf-ldapext@netscape.com>. Please send
editorial comments directly to the editor <mcs@netscape.com>.
Copyright (C) The Internet Society (1997-2000). All Rights Reserved.
Please see the Copyright section near the end of this document for more
information.
Smith, et. al. Intended Category: Informational [Page 1]
LDAP Persistent Search 7 March 2000
2. Abstract
This document defines two controls that extend the LDAPv3 [LDAP] search
operation to provide a simple mechanism by which an LDAP client can
receive notification of changes that occur in an LDAP server. The
mechanism is designed to be very flexible yet easy for clients and
servers to implement. Since the IETF is likely to pursue a different,
more comprehensive solution in this area, this document will eventually
be published with Informational status in order to document an existing
practice.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", and "MAY" in this document are
to be interpreted as described in RFC 2119 [KEYWORDS].
3. General Approach
The approach taken by the Persistent Search mechanism described in this
document is to alter the standard LDAP search operation so that it does
not end after the initial set of entries matching the search criteria
are returned. Instead, LDAP servers keep the search operation going.
This provides clients and servers participating in Persistent Search
with an active channel through which entries that change (and additional
information about the changes that occur) can be communicated.
4. Persistent Search Control
This control may be included in the Controls portion of an LDAPv3 Sear-
chRequest message. The controlType is "2.16.840.1.113730.3.4.3".
PersistentSearch ::= SEQUENCE {
changeTypes INTEGER,
changesOnly BOOLEAN,
returnECs BOOLEAN
}
Upon receiving this control, a server that supports it MUST process this
as a standard LDAPv3 search with the following exceptions:
a) If changesOnly is TRUE, the server MUST NOT return any existing
entries that match the search criteria. Entries are only
returned when they are changed (added, modified, deleted, or
subject to a modifyDN operation).
Smith, et. al. Intended Category: Informational [Page 2]
LDAP Persistent Search 7 March 2000
b) The server MUST NOT return a SearchResult message. Instead, the
search operation MUST be kept active until it is abandoned by
the client or until the client unbinds.
c) As changes are made to the server, the effected entries MUST be
returned to the client if they match the standard search cri-
teria and if the operation that caused the change is included in
the changeTypes field. The changeTypes field is the logical OR
of one or more of these values: add (1), delete (2), modify (4),
modDN (8).
d) If returnECs is TRUE, the server MUST return an Entry Change
Notification control with each entry returned as the result of
changes. This control is described in the next section.
5. Entry Change Notification Control
This control provides additional information about the change the caused
a particular entry to be returned as the result of a persistent search.
The controlType is "2.16.840.1.113730.3.4.7". If the client set the
returnECs boolean to TRUE in the PersistentSearch control, servers MUST
include an EntryChangeNotification control in the Controls portion of
each SearchResultEntry that is returned due to an entry being added,
deleted, or modified.
EntryChangeNotification ::= SEQUENCE {
changeType ENUMERATED {
add (1),
delete (2),
modify (4),
modDN (8)
},
previousDN LDAPDN OPTIONAL, -- modifyDN ops. only
changeNumber INTEGER OPTIONAL -- if supported
}
changeType indicates what LDAP operation caused the entry to be
returned.
previousDN is present only for modifyDN operations and gives the DN of
the entry before it was renamed and/or moved. Servers MUST include this
optional field only when returning change notifications as a result of
modifyDN operations.
Smith, et. al. Intended Category: Informational [Page 3]
LDAP Persistent Search 7 March 2000
changeNumber is the change number [CHANGELOG] assigned by a server for
the change. If a server supports an LDAP Change Log it SHOULD include
this field.
6. Intended Use
Some of the scenarios that the Persistent Search mechanism described in
this document is designed to support are described in this section.
Other uses of the mechanism are possible as well, but please refer to
the "Implementation Considerations" section for some issues to consider.
6.1. Cache Consistency
An LDAP client application with high performance needs may want to main-
tain a temporary, local cache of information obtained through LDAP
search, compare, or bind operations. To improve performance, the local
cache is always consulted before sending a request to an LDAP server.
The client application can use Persistent Search(es) against the change-
log [CHANGELOG] (if one is available) or against one or more subtrees
within the LDAP server to enable it to maintain consistency between the
data in its local cache and the data stored in the LDAP server. A Per-
sistent Search request where the changesOnly flag is FALSE can be used
if it is desirable to prime the cache; otherwise changesOnly would typi-
cally be set to TRUE in the request.
Caches are used for reasons other than performance improvement as well.
In some cases, they arise naturally out of a particular application's
design. For example, an LDAP client designed for administration of
information held in LDAP servers will undoubtedly generate screen
displays that show information gleaned from an LDAP server. The screen
display is a cache that is active and visible until the user of the
application takes some action that causes different information to be
displayed. A refresh button or similar control may be provided to the
user to allow them to update the cached display. A Persistent Search
request can be used instead by the administrative application to
automatically refresh the screen display as soon as the underlying LDAP
information changes.
6.2. Synchronization
Some LDAP clients such as those that execute on a portable computer may
maintain a partial or complete offline copy of the entries stored in an
LDAP server. While connected to the network, such a client can direct
all queries to the copy of data it holds and use a Persistent Search to
Smith, et. al. Intended Category: Informational [Page 4]
LDAP Persistent Search 7 March 2000
actively maintain the contents of the offline copy (alternatively, the
client could direct requests to the LDAP server that is the source of
the data). While disconnected from the network, the client must satisfy
all queries using its offline copy of the data. When the client recon-
nects to the network, it can synchronize its own copy of the data with
the one stored on the LDAP server and proceed to actively maintain its
offline copy by issuing a Persistent Search with the changesOnly flag
set to FALSE against the server's changelog [CHANGELOG]. A search
filter like "(changeNumber>=NUM)" where NUM is an integer one greater
than the last change the client processed would be used to limit the
entries returned to the set of changes the client has not yet seen.
6.3. Triggered Actions
An LDAP client application may want to take some action when an entry in
the directory is changed. A Persistent Search request can be used to
proactively monitor one or more LDAP servers for interesting changes
that in turn cause specific actions to be taken by an application. For
example, an electronic mail repository may want to perform a "create
mailbox" task when a new person entry is added to an LDAP directory and
a "delete mailbox" task when a person entry is deleted from an LDAP
directory.
7. Implementation Considerations
Implementors of servers that support the mechanism described in this
document should ensure that their implementation scales well as the
number of active Persistent Search requests increases and as the number
of changes made in the directory increases.
Each active Persistent Search request requires that an open TCP connec-
tion be maintained between an LDAP client and an LDAP server that might
not otherwise be kept open. Therefore, client implementors are
encouraged to avoid using Persistent Search for non-essential tasks and
to close idle LDAP connections as soon as practical. Server implemen-
tors are encouraged to support a large number of client connections if
they need to support large numbers of Persistent Search clients.
This specification makes no guarantees about how soon a server should
send notification of a changed entry to a Persistent Search client.
This is intentional as any specific maximum delay would be impossible to
meet in a distributed directory service implementation. Server imple-
mentors are encouraged to minimize the delay before sending notifica-
tions to ensure that clients' needs for timeliness of change
Smith, et. al. Intended Category: Informational [Page 5]
LDAP Persistent Search 7 March 2000
notification are met.
8. Security Considerations
In some situations, it may be important to prevent general exposure of
information about changes that occur in an LDAP server. Therefore,
servers that implement the mechanism described in this document SHOULD
provide a means to enforce access control on the entries returned and
MAY also provide specific access control mechanisms to control the use
of the PersistentSearch and EntryChangeNotification controls.
As with normal LDAP search requests, a malicious client can initiate a
large number of Persistent Search requests in an attempt to consume all
available server resources and deny service to legitimate clients. For
this reason, servers that implement the mechanism described in the docu-
ment SHOULD provide a means to limit the number of resources that can be
consumed by a single client.
9. Copyright
Copyright (C) The Internet Society (1997-2000). All Rights Reserved.
This document and translations of it may be copied and furnished to oth-
ers, and derivative works that comment on or otherwise explain it or
assist in its implementation may be prepared, copied, published and dis-
tributed, in whole or in part, without restriction of any kind, provided
that the above copyright notice and this paragraph are included on all
such copies and derivative works. However, this document itself may not
be modified in any way, such as by removing the copyright notice or
references to the Internet Society or other Internet organizations,
except as needed for the purpose of developing Internet standards in
which case the procedures for copyrights defined in the Internet Stan-
dards process must be followed, or as required to translate it into
languages other than English.
The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns.
This document and the information contained herein is provided on an "AS
IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK
FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT
LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT
INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR
Smith, et. al. Intended Category: Informational [Page 6]
LDAP Persistent Search 7 March 2000
FITNESS FOR A PARTICULAR PURPOSE.
10. Bibliography
[KEYWORDS] S. Bradner, "Key words for use in RFCs to Indicate Require-
ment Levels", RFC 2119, March 1997.
[LDAP] M. Wahl, T. Howes, S. Kille, "Lightweight Directory Access
Protocol (v3)", RFC 2251, December 1997.
[CHANGELOG] G. Good, "Definition of an Object Class to Hold LDAP Change
Record", INTERNET-DRAFT <draft-ietf-asid-changelog-01.txt>,
July 1997.
[PSEARCHAPI] M. Smith, "LDAP C API Extensions for Persistent Search",
INTERNET-DRAFT <draft-ietf-ldapext-c-api-psearch-00.txt>,
March 1998.
11. Authors' Addresses
Mark Smith
Netscape Communications Corp.
501 E. Middlefield Rd., Mailstop MV068
Mountain View, CA 94043
USA
+1 650 937-3477
mcs@netscape.com
Gordon Good
Netscape Communications Corp.
501 E. Middlefield Rd., Mailstop MV068
Mountain View, CA 94043
USA
+1 650 937-3825
ggood@netscape.com
Rob Weltman
Netscape Communications Corp.
501 E. Middlefield Rd., Mailstop MV068
Mountain View, CA 94043
USA
+1 650 937-3301
rweltman@netscape.com
Smith, et. al. Intended Category: Informational [Page 7]
LDAP Persistent Search 7 March 2000
Tim Howes
Loudcloud, Inc.
615 Tasman Dr.
Sunnyvale, CA 94089
USA
+1 650 321 4565
howes@loudcloud.com
12. Appendix A: Changes since draft-ietf-ldapext-psearch-01.txt
"Status of this Memo" section: changed "Intended Category" to Infor-
mational. Also updated boilerplate text to reflect current I-D
guidelines and updated copyright to include the year "2000."
"Abstract" section: added sentence that says why this will be pub-
lished as Informational.
"Entry Change Notification Control" section: added the word "only" to
clarify that the previousDN field is only returned for modifyDN
operations.
"Authors' Addresses" section: updated Tim Howes' information.
Smith, et. al. Intended Category: Informational [Page 8]
1. Status of this Memo............................................1
2. Abstract.......................................................2
3. General Approach...............................................2
4. Persistent Search Control......................................2
5. Entry Change Notification Control..............................3
6. Intended Use...................................................4
6.1. Cache Consistency...........................................4
6.2. Synchronization.............................................4
6.3. Triggered Actions...........................................5
7. Implementation Considerations..................................5
8. Security Considerations........................................6
9. Copyright......................................................6
10. Bibliography...................................................7
11. Authors' Addresses.............................................7
12. Appendix A: Changes since draft-ietf-ldapext-psearch-01.txt...8

View File

@ -1,45 +1,50 @@
Network Working Group T. Howes, Netscape
INTERNET DRAFT M. Wahl, Critical Angle Inc
Intended Category: Standards Track A. Anantha, Microsoft
Expires: December 5, 2000 June 5, 2000
Network Working Group A. Herron, Microsoft
INTERNET DRAFT T. Howes, Netscape
Expire in six months M. Wahl, Critical Angle Inc
A. Anantha, Microsoft
April 5, 1999
LDAP Control Extension for Server Side Sorting of Search Results
draft-ietf-ldapext-sorting-02.txt
draft-ietf-ldapext-sorting-03.txt
1. Status of this Memo
This document is an Internet-Draft. Internet-Drafts are working docu-
ments of the Internet Engineering Task Force (IETF), its areas, and its
working groups. Note that other groups may also distribute working
This document is an Internet-Draft and is in full conformance with all
provisions of Section 10 of RFC2026. Internet-Drafts are working
documents of the Internet Engineering Task Force (IETF), its areas, and
its working groups. Note that other groups may also distribute working
documents as Internet-Drafts.
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet- Drafts as reference material
or to cite them other than as ``work in progress.''
Internet-Drafts are draft documents valid for a maximum of six months
and may be updated, replaced, or obsoleted by other documents at any
time. It is inappropriate to use Internet-Drafts as reference material
or to cite them other than as "work in progress."
To learn the current status of any Internet-Draft, please check the
``1id-abstracts.txt'' listing contained in the Internet- Drafts Shadow
Directories on ds.internic.net (US East Coast), nic.nordu.net (Europe),
ftp.isi.edu (US West Coast), or munnari.oz.au (Pacific Rim).
The list of current Internet-Drafts can be accessed at
http://www.ietf.org/ietf/1id-abstracts.txt.
This document expires on October 5, 1999.
The list of Internet-Draft Shadow Directories can be accessed at
http://www.ietf.org/shadow.html.
This draft document will be submitted to the RFC Editor as a Standards
Track document. Distribution of this memo is unlimited. Technical
discussion of this document will take place on the IETF LDAP Extension
Working Group mailing list <ietf-ldapext@netscape.com>. Please send
editorial comments directly to the authors.
2. Abstract
This document describes two LDAPv3 control extensions for server side
This document describes two LDAPv3 control extensions for server side
sorting of search results. These controls allows a client to specify the
attribute types and matching rules a server should use when returning
the results to an LDAP search request. The controls may be useful when
the LDAP client has limited functionality or for some other reason
cannot sort the results but still needs them sorted. Other permissible
attribute types and matching rules a server should use when returning
the results to an LDAP search request. The controls may be useful when
the LDAP client has limited functionality or for some other reason
cannot sort the results but still needs them sorted. Other permissible
controls on search operations are not defined in this extension.
The sort controls allow a server to return a result code for the sorting
of the results that is independent of the result code returned for the
of the results that is independent of the result code returned for the
search operation.
The key words "MUST", "SHOULD", and "MAY" used in this document are to
@ -49,13 +54,14 @@ be interpreted as described in [bradner97].
3.1 Request Control
This control is included in the searchRequest message as part of the
controls field of the LDAPMessage, as defined in Section 4.1.12 of
This control is included in the searchRequest message as part of the
controls field of the LDAPMessage, as defined in Section 4.1.12 of
[LDAPv3].
The controlType is set to "1.2.840.113556.1.4.473". The criticality
MAY be either TRUE or FALSE (where absent is also equivalent to
FALSE) at the client's option. The controlValue is an OCTET STRING,
FALSE) at the client's option. The controlValue is an OCTET STRING,
whose value is the BER encoding of a value of the following SEQUENCE:
SortKeyList ::= SEQUENCE OF SEQUENCE {
@ -66,27 +72,27 @@ whose value is the BER encoding of a value of the following SEQUENCE:
The SortKeyList sequence is in order of highest to lowest sort key
precedence.
The MatchingRuleID SHOULD be one that is valid for the attribute type
it applies to. If it is not, the server MUST return unwillingToPerform.
The MatchingRuleID SHOULD be one that is valid for the attribute type it
applies to. If it is not, the server will return inappropriateMatching.
Each attributeType should only occur in the SortKeyList once. If an
attributeType is included in the sort key list multiple times, the
Each attributeType should only occur in the SortKeyList once. If an
attributeType is included in the sort key list multiple times, the
server should return an error in the sortResult of unwillingToPerform.
If the orderingRule is omitted, the ordering MatchingRule defined for use
with this attribute MUST be used.
If the orderingRule is omitted, the ordering MatchingRule defined for
use with this attribute MUST be used.
Any conformant implementation of this control MUST allow a sort key
list with at least one key.
Any conformant implementation of this control MUST allow a sort key list
with at least one key.
3.2 Response Control
This control is included in the searchResultDone message as part of the
controls field of the LDAPMessage, as defined in Section 4.1.12 of
controls field of the LDAPMessage, as defined in Section 4.1.12 of
[LDAPv3].
The controlType is set to "1.2.840.113556.1.4.474". The criticality is
FALSE (MAY be absent). The controlValue is an OCTET STRING, whose
FALSE (MAY be absent). The controlValue is an OCTET STRING, whose
value is the BER encoding of a value of the following SEQUENCE:
SortResult ::= SEQUENCE {
@ -102,24 +108,26 @@ value is the BER encoding of a value of the following SEQUENCE:
-- for the server to sort
noSuchAttribute (16), -- unrecognized attribute
-- type in sort key
inappropriateMatching (18), -- unrecognized or inappro-
-- priate matching rule in
-- sort key
inappropriateMatching (18), -- unrecognized or
-- inappropriate matching
-- rule in sort key
insufficientAccessRights (50), -- refused to return sorted
-- results to this client
busy (51), -- too busy to process
unwillingToPerform (53), -- unable to sort
other (80)
},
attributeType [0] AttributeDescription OPTIONAL }
4. Client-Server Interaction
The sortKeyRequestControl specifies one or more attribute types and
The sortKeyRequestControl specifies one or more attribute types and
matching rules for the results returned by a search request. The server
SHOULD return all results for the search request in the order specified
by the sort keys. If the reverseOrder field is set to TRUE, then the
entries will be presented in reverse sorted order for the specified
by the sort keys. If the reverseOrder field is set to TRUE, then the
entries will be presented in reverse sorted order for the specified
key.
There are six possible scenarios that may occur as a result of the sort
@ -128,13 +136,13 @@ control being included on the search request :
1 - If the server does not support this sorting control and the client
specified TRUE for the control's criticality field, then the server
MUST return unavailableCriticalExtension as a return code in the
searchResultDone message and not send back any other results. This
searchResultDone message and not send back any other results. This
behavior is specified in section 4.1.12 of [LDAPv3].
2 - If the server does not support this sorting control and the client
specified FALSE for the control's criticality field, then the server
MUST ignore the sort control and process the search request as if it
were not present. This behavior is specified in section 4.1.12 of
were not present. This behavior is specified in section 4.1.12 of
[LDAPv3].
3 - If the server supports this sorting control but for some reason
@ -163,18 +171,19 @@ searchResultDone message.
The client application is assured that the results are sorted in the
specified key order if and only if the result code in the
sortKeyResponseControl is success. If the server omits the
sortKeyResponseControl is success. If the server omits the
sortKeyResponseControl from the searchResultDone message, the client
SHOULD assume that the sort control was ignored by the server.
The sortKeyResponseControl, if included by the server in the
searchResultDone message, should have the sortResult set to either
success if the results were sorted in accordance with the keys
success if the results were sorted in accordance with the keys
specified in the sortKeyRequestControl or set to the appropriate error
code as to why it could not sort the data (such as noSuchAttribute or
inappropriateMatching). Optionally, the server MAY set the
inappropriateMatching). Optionally, the server MAY set the
attributeType to the first attribute type specified in the SortKeyList
that was in error. The client SHOULD ignore the attributeType field if
that was in error. The client SHOULD ignore the attributeType field if
the sortResult is success.
The server may not be able to sort the results using the specified sort
@ -190,53 +199,54 @@ prior to sending back the results.
4.1 Behavior in a chained environment
If a server receives a sort request, the client expects to receive a
set of sorted results. If a client submits a sort request to a server
which chains the request and gets entries from multiple servers, and
the client has set the criticality of the sort extension to TRUE, the
server MUST merge sort the results before returning them to the client
If a server receives a sort request, the client expects to receive a
set of sorted results. If a client submits a sort request to a server
which chains the request and gets entries from multiple servers, and
the client has set the criticality of the sort extension to TRUE, the
server MUST merge sort the results before returning them to the client
or MUST return unwillingToPerform.
4.2 Other sort issues
An entry that meets the search criteria may be missing one or more of
the sort keys. In that case, the entry is considered to have a value of
NULL for that key. This standard considers NULL to be a larger value
than all other valid values for that key. For example, if only one key
is specified, entries which meet the search criteria but do not have
that key collate after all the entries which do have that key. If the
reverseOrder flag is set, and only one key is specified, entries which
meet the search criteria but do not have that key collate BEFORE all
the entries which do have that key.
An entry that meets the search criteria may be missing one or more of
the sort keys. In that case, the entry is considered to have a value of
NULL for that key. This standard considers NULL to be a larger value
than all other valid values for that key. For example, if only one key
is specified, entries which meet the search criteria but do not have
that key collate after all the entries which do have that key. If the
reverseOrder flag is set, and only one key is specified, entries which
meet the search criteria but do not have that key collate BEFORE all
the entries which do have that key.
If a sort key is a multi-valued attribute, and an entry happens to have
multiple values for that attribute and no other controls are present that
affect the sorting order, then the server SHOULD use the least value
(according to the ORDERING rule for that attribute).
If a sort key is a multi-valued attribute, and an entry happens to have
multiple values for that attribute and no other controls are present
that affect the sorting order, then the server SHOULD use the least
value (according to the ORDERING rule for that attribute).
5. Interaction with other search controls
When the sortKeyRequestControl control is included with the
pagedResultsControl control as specified in [LdapPaged], then the
server should send the searchResultEntry messages sorted according to
the sort keys applied to the entire result set. The server should not
the sort keys applied to the entire result set. The server should not
simply sort each page, as this will give erroneous results to the
client.
The sortKeyList must be present on each searchRequest message for the
paged result. It also must not change between searchRequests for the
same result set. If the server has sorted the data, then it SHOULD
paged result. It also must not change between searchRequests for the
same result set. If the server has sorted the data, then it SHOULD
send back a sortKeyResponseControl control on every searchResultDone
message for each page. This will allow clients to quickly determine
message for each page. This will allow clients to quickly determine
if the result set is sorted, rather than waiting to receive the entire
result set.
6. Security Considerations
Implementors and administrators should be aware that allowing sorting
of results could enable the retrieval of a large number of records from
a given directory service, irregardless of administrative limits set on
Implementors and administrators should be aware that allowing sorting of
results could enable the retrieval of a large number of records from
a given directory service, regardless of administrative limits set on
the maximum number of records to return.
A client that desired to pull all records out of a directory service
@ -253,51 +263,40 @@ retrieved by a client.
7. References
[LDAPv3]
Wahl, M, S. Kille and T. Howes, "Lightweight Directory Access
Pro-
tocol (v3)", RFC 2251, December, 1997.
Wahl, M, S. Kille and T. Howes, "Lightweight Directory Access
Protocol (v3)", RFC 2251, December, 1997.
[Bradner97]
Bradner, Scott, "Key Words for use in RFCs to Indicate
Requirement
Levels", RFC 2119, March, 1997.
Bradner, Scott, "Key Words for use in RFCs to Indicate Requirement
Levels", RFC 2119, March, 1997.
[LdapPaged]
C. Weider, A. Herron, and T. Howes, "LDAP Control Extension for
Simple Paged Results Manipulation", Internet Draft, February, 1997.
Available as draft-ietf-asid-ldapv3-simplepaged-00.txt.
C. Weider, A. Herron, A. Anantha and T. Howes, "LDAP Control
Extension for Simple Paged Results Manipulation", RFC 2696,
September 1999.
8. Author's Address
Anoop Anantha
Microsoft Corp.
1 Microsoft Way
Redmond, WA 98052
USA
Anoopa@microsoft.com
+1 425 882-8080
Andy Herron
Microsoft Corp.
1 Microsoft Way
Redmond, WA 98052
USA
andyhe@microsoft.com
+1 425 882-8080
Anoop Anantha
Microsoft Corp.
1 Microsoft Way
Redmond, WA 98052
USA
anoopa@microsoft.com
+1 425 882-8080
Tim Howes
Loudcloud, Inc.
615 Tasman Dr.
Sunnyvale, CA 94089
USA
howes@loudcloud.com
Tim Howes
Netscape Communications Corp.
501 E. Middlefield Road
Mountain View, CA 94043
USA
howes@netscape.com
+1 415 937-2600
Mark Wahl
Sun Microsystems, Inc.
8911 Capital of Texas Hwy Suite 4140
Austin, TX 78759
USA
M.Wahl@innosoft.com
Mark Wahl
Critical Angle Inc.
4815 W Braker Lane #502-385
Austin, TX 78759
USA
M.Wahl@critical-angle.com