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676 lines
26 KiB
Plaintext
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Network Working Group Y. Yaacovi
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Request for Comments: 2589 Microsoft
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Category: Standards Track M. Wahl
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Innosoft International, Inc.
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T. Genovese
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Microsoft
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May 1999
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Lightweight Directory Access Protocol (v3):
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Extensions for Dynamic Directory Services
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Status of this Memo
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This document specifies an Internet standards track protocol for the
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Internet community, and requests discussion and suggestions for
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improvements. Please refer to the current edition of the "Internet
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Official Protocol Standards" (STD 1) for the standardization state
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and status of this protocol. Distribution of this memo is unlimited.
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Copyright Notice
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Copyright (C) The Internet Society (1999). All Rights Reserved.
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1. Abstract
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This document defines the requirements for dynamic directory services
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and specifies the format of request and response extended operations
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for supporting client-server interoperation in a dynamic directories
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environment.
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The Lightweight Directory Access Protocol (LDAP) [1] supports
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lightweight access to static directory services, allowing relatively
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fast search and update access. Static directory services store
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information about people that persists in its accuracy and value over
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a long period of time.
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Dynamic directory services are different in that they store
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information that only persists in its accuracy and value when it is
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being periodically refreshed. This information is stored as dynamic
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entries in the directory. A typical use will be a client or a person
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that is either online - in which case it has an entry in the
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directory, or is offline - in which case its entry disappears from
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the directory. Though the protocol operations and attributes used by
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dynamic directory services are similar to the ones used for static
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directory services, clients that store dynamic information in the
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directory need to periodically refresh this information, in order to
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prevent it from disappearing. If dynamic entries are not refreshed
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Yaacovi, et al. Standards Track [Page 1]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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within a given timeout, they will be removed from the directory. For
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example, this will happen if the client that set them goes offline.
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A flow control mechanism from the server is also described that
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allows a server to inform clients how often they should refresh their
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presence.
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2. Requirements
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The protocol extensions must allow accessing dynamic information in a
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directory in a standard LDAP manner, to allow clients to access
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static and dynamic information in the same way.
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By definition, dynamic entries are not persistent and clients may go
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away gracefully or not. The proposed extensions must offer a way for
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a server to tell if entries are still valid, and to do this in a way
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that is scalable. There also must be a mechanism for clients to
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reestablish their entry with the server.
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There must be a way for clients to find out, in a standard LDAP
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manner, if servers support the dynamic extensions.
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Finally, to allow clients to broadly use the dynamic extensions, the
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extensions need to be registered as standard LDAP extended
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operations.
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3. Description of Approach
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The Lightweight Directory Access Protocol (LDAP) [1] permits
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additional operation requests and responses to be added to the
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protocol. This proposal takes advantage of these to support
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directories which contain dynamic information in a manner which is
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fully integrated with LDAP.
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The approach described in this proposal defines dynamic entries in
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order to allow implementing directories with dynamic information. An
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implementation of dynamic directories, must be able to support
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dynamic directory entries.
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3.1. Dynamic Entries and the dynamicObject object class
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A dynamic entry is an object in the directory tree which has a time-
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to-live associated with it. This time-to-live is set when the entry
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is created. The time-to-live is automatically decremented, and when
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it expires the dynamic entry disappears. By invoking the refresh
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extended operation (defined below) to re-set the time-to-live, a
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client can cause the entry to remain present a while longer.
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Yaacovi, et al. Standards Track [Page 2]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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A dynamic entry is created by including the objectClass value given
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in section 5 in the list of attributes when adding an entry. This
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method is subject to standard access control restrictions.
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The extended operation covered here, allows a client to refresh a
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dynamic entry by invoking, at intervals, refresh operations
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containing that entry's name. Dynamic entries will be treated the
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same as non-dynamic entries when processing search, compare, add,
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delete, modify and modifyDN operations. However if clients stop
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sending refresh operations for an entry, then the server will
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automatically and without notification remove that entry from the
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directory. This removal will be treated the same as if the entry had
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been deleted by an LDAP protocol operation.
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There is no way to change a static entry into a dynamic one and
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vice-versa. If the client is using Modify with an objectClass of
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dynamicObject on a static entry, the server must return a service
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error either "objectClassModsProhibited" (if the server does not
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allow objectClass modifications at all) or "objectClassViolation" (if
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the server does allow objectClass modifications in general).
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A dynamic entry may be removed by the client using the delete
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operation. This operation will be subject to access control
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restrictions.
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A non-dynamic entry cannot be added subordinate to a dynamic entry:
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the server must return an appropriate update or service error if this
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is attempted.
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The support of dynamic attributes of an otherwise static object, are
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outside the scope of this document.
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3.2 Dynamic meetings (conferences)
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The way dynamicObject is defined, it has a time-to-live associated
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with it, and that's about it. Though the most common dynamic object
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is a person object, there is no specific type associated with the
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dynamicObject as defined here. By the use of the dynamic object's
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attributes, one can make this object represent practically anything.
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Specifically, Meetings (conferences) can be represented by dynamic
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objects. While full-featured meeting support requires special
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semantics and handling by the server (and is not in the scope of this
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document), the extensions described here, provide basic meetings
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support. A meeting object can be refreshed by the meeting
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participants, and when it is not, the meeting entry disappears. The
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one meeting type that is naturally supported by the dynamic
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extensions is creator-owned meeting.
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Yaacovi, et al. Standards Track [Page 3]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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3.2.1 Creator-owned meetings
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Creator-owned meetings are created by a client that sets the time-
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to-live attribute for the entry, and it is this client's
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responsibility to refresh the meeting entry, so that it will not
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disappear. Others might join the meeting, by modifying the
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appropriate attribute, but they are not allowed to refresh the entry.
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When the client that created the entry goes away, it can delete the
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meeting entry, or it might disappear when its time-to-live expires.
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This is consistent with the common model for dynamicObject as
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described above.
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4. Protocol Additions
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4.1 Refresh Request
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Refresh is a protocol operation sent by a client to tell the server
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that the client is still alive and the dynamic directory entry is
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still accurate and valuable. The client sends a Refresh request
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periodically based on the value of the client refresh period (CRP).
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The server can request that the client change this value. As long as
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the server receives a Refresh request within the timeout period, the
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directory entry is guaranteed to persist on the server. Client
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implementers should be aware that since the intervening network
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between the client and server is unreliable, a Refresh request packet
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may be delayed or lost while in transit. If this occurs, the entry
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may disappear, and the client will need to detect this and re-add the
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entry.
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A client may request this operation by transmitting an LDAP PDU
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containing an ExtendedRequest. An LDAP ExtendedRequest is defined as
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follows:
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ExtendedRequest ::= [APPLICATION 23] SEQUENCE {
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requestName [0] LDAPOID,
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requestValue [1] OCTET STRING OPTIONAL }
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The requestName field must be set to the string
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"1.3.6.1.4.1.1466.101.119.1".
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The requestValue field will contain as a value the DER-encoding of
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the following ASN.1 data type:
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SEQUENCE {
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entryName [0] LDAPDN,
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requestTtl [1] INTEGER
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}
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Yaacovi, et al. Standards Track [Page 4]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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The entryName field is the UTF-8 string representation of the name of
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the dynamic entry [3]. This entry must already exist.
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The requestTtl is a time in seconds (between 1 and 31557600) that the
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client requests that the entry exists in the directory before being
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automatically removed. Servers are not required to accept this value
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and might return a different TTL value to the client. Clients must
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be able to use this server-dictated value as their CRP.
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4.2 Refresh Response
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If a server implements this extension, then when the request is made
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it will return an LDAP PDU containing an ExtendedResponse. An LDAP
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ExtendedResponse is defined as follows:
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ExtendedResponse ::= [APPLICATION 24] SEQUENCE {
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COMPONENTS OF LDAPResult,
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responseName [10] LDAPOID OPTIONAL,
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response [11] OCTET STRING OPTIONAL }
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The responseName field contains the same string as that present in
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the request.
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The response field will contain as a value the DER-encoding of the
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following ASN.1 data type:
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SEQUENCE {
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responseTtl [1] INTEGER
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}
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The responseTtl field is the time in seconds which the server chooses
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to have as the time-to-live field for that entry. It must not be any
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smaller than that which the client requested, and it may be larger.
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However, to allow servers to maintain a relatively accurate
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directory, and to prevent clients from abusing the dynamic
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extensions, servers are permitted to shorten a client-requested
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time-to-live value, down to a minimum of 86400 seconds (one day).
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If the operation was successful, the errorCode field in the
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standardResponse part of an ExtendedResponse will be set to success.
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In case of an error, the responseTtl field will have the value 0, and
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the errorCode field will contain an appropriate value, as follows: If
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the entry named by entryName could not be located, the errorCode
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field will contain "noSuchObject". If the entry is not dynamic, the
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errorCode field will contain "objectClassViolation". If the
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requester does not have permission to refresh the entry, the
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Yaacovi, et al. Standards Track [Page 5]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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errorCode field will contain "insufficientAccessRights". If the
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requestTtl field is too large, the errorCode field will contain
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"sizeLimitExceeded".
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If a server does not implement this extension, it will return an LDAP
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PDU containing an ExtendedResponse, which contains only the
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standardResponse element (the responseName and response elements will
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be absent). The LDAPResult element will indicate the protocolError
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result code.
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This request is permitted to be invoked when LDAP is carried by a
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connectionless transport.
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When using a connection-oriented transport, there is no requirement
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that this operation be on the same particular connection as any
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other. A client may open multiple connections, or close and then
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reopen a connection.
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4.3 X.500/DAP Modify(97)
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X.500/DAP servers can map the Refresh request and response operations
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into the X.500/DAP Modify(97) operation.
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5. Schema Additions
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All dynamic entries must have the dynamicObject value in their
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objectClass attribute. This object class is defined as follows
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(using the ObjectClassDescription notation of [2]):
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( 1.3.6.1.4.1.1466.101.119.2 NAME 'dynamicObject'
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DESC 'This class, if present in an entry, indicates that this entry
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has a limited lifetime and may disappear automatically when
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its time-to-live has reached 0. There are no mandatory
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attributes of this class, however if the client has not
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supplied a value for the entryTtl attribute, the server will
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provide one.'
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SUP top AUXILIARY )
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Furthermore, the dynamic entry must have the following operational
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attribute. It is described using the AttributeTypeDescription
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notation of [2]:
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( 1.3.6.1.4.1.1466.101.119.3 NAME 'entryTtl'
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DESC 'This operational attribute is maintained by the server and
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appears to be present in every dynamic entry. The attribute
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is not present when the entry does not contain the
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dynamicObject object class. The value of this attribute is
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the time in seconds that the entry will continue to exist
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Yaacovi, et al. Standards Track [Page 6]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
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before disappearing from the directory. In the absence of
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intervening refresh operations, the values returned by
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reading the attribute in two successive searches are
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guaranteed to be nonincreasing. The smallest permissible
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value is 0, indicating that the entry may disappear without
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warning. The attribute is marked NO-USER-MODIFICATION since
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it may only be changed using the refresh operation.'
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SYNTAX 1.3.6.1.4.1.1466.115.121.1.27 SINGLE-VALUE
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NO-USER-MODIFICATION USAGE dSAOperation )
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To allow servers to support dynamic entries in only a part of the
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DIT, the following operational attribute is defined. It is
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described using the AttributeTypeDescription notation of [2]:
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( 1.3.6.1.4.1.1466.101.119.4 NAME 'dynamicSubtrees'
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DESC 'This operational attribute is maintained by the server and is
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present in the Root DSE, if the server supports the dynamic
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extensions described in this memo. The attribute contains a
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list of all the subtrees in this directory for which the
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server supports the dynamic extensions.'
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SYNTAX 1.3.6.1.4.1.1466.115.121.1.12 NO-USER-MODIFICATION
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USAGE dSAOperation )
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6. Client and Server Requirements
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6.1 Client Requirements
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Clients can find out if a server supports the dynamic extensions by
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checking the supportedExtension field in the root DSE, to see if the
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OBJECT IDENTIFIER described in section 4 is present. Since servers
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may select to support the dynamic extensions in only some of the
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subtrees of the DIT, clients must check the dynamicSubtrees
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operational attribute in the root DSE to find out if the dynamic
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extensions are supported on a specific subtree.
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Once a dynamic entry has been created, clients are responsible for
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invoking the refresh extended operation, in order to keep that entry
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present in the directory.
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Clients must not expect that a dynamic entry will be present in the
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DIT after it has timed out, however it must not require that the
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server remove the entry immediately (some servers may only process
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timing out entries at intervals). If the client wishes to ensure the
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entry does not exist it should issue a RemoveRequest for that entry.
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Initially, a client needs to know how often it should send refresh
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requests to the server. This value is defined as the CRP (Client
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Refresh Period) and is set by the server based on the entryTtl.
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|
Yaacovi, et al. Standards Track [Page 7]
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RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
|
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Since the LDAP AddRequest operation is left unchanged and is not
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modified in this proposal to return this value, a client must issue a
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Refresh extended operation immediately after an Add that created a
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dynamic entry. The Refresh Response will return the CRP (in
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responseTtl) to the client.
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Clients must not issue the refresh request for dynamic entries which
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they have not created. If an anonymous client attempts to do so, a
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server is permitted to return insufficientAccessRights (50) in the
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RefreshResponse, enforcing the client to bind first. Please note that
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servers which allow anonymous clients to create and refresh dynamic
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entries will not be able to enforce the above.
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Clients should always be ready to handle the case in which their
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|||
|
entry timed out. In such a case, the Refresh operation will fail
|
|||
|
with an error code such as noSuchObject, and the client is expected
|
|||
|
to re-create its entry.
|
|||
|
|
|||
|
Clients should be prepared to experience refresh operations failing
|
|||
|
with protocolError, even though the add and any previous refresh
|
|||
|
requests succeeded. This might happen if a proxy between the client
|
|||
|
and the server goes down, and another proxy is used which does not
|
|||
|
support the Refresh extended operation.
|
|||
|
|
|||
|
6.2 Server Requirements
|
|||
|
|
|||
|
Servers are responsible for removing dynamic entries when they time
|
|||
|
out. Servers are not required to do this immediately.
|
|||
|
|
|||
|
Servers must enforce the structural rules listed in above section 3.
|
|||
|
|
|||
|
Servers must ensure that the operational attribute described in
|
|||
|
section 5 is present in dynamic entries
|
|||
|
|
|||
|
Servers may permit anonymous users to refresh entries. However, to
|
|||
|
eliminate the possibility of a malicious use of the Refresh
|
|||
|
operation, servers may require the refreshing client to bind first. A
|
|||
|
server implementation can achieve this by presenting ACLs on the
|
|||
|
entryTtl attribute, and returning insufficientAccessRights (50) in
|
|||
|
the RefreshResponse, if the client is not allowed to refresh the
|
|||
|
entry. Doing this, though, might have performance implications on the
|
|||
|
server and might impact the server's scalability.
|
|||
|
|
|||
|
Servers may require that a client which attempts to create a dynamic
|
|||
|
entry have a remove permission for that entry.
|
|||
|
|
|||
|
Servers which implement the dynamic extensions must have the OBJECT
|
|||
|
IDENTIFIER, described above in section 4 for the request and
|
|||
|
|
|||
|
|
|||
|
|
|||
|
Yaacovi, et al. Standards Track [Page 8]
|
|||
|
|
|||
|
RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
|
|||
|
|
|||
|
|
|||
|
response, present as a value of the supportedExtension field in the
|
|||
|
root DSE. They must also have as values in the attributeTypes and
|
|||
|
objectClasses attributes of their subschema subentries, the
|
|||
|
AttributeTypeDescription and ObjectClassDescription from section 5.
|
|||
|
|
|||
|
Servers can limit the support of the dynamic extensions to only some
|
|||
|
of the subtrees in the DIT. Servers indicate for which subtrees they
|
|||
|
support the extensions, by specifying the OIDs for the supported
|
|||
|
subtrees in the dynamicSubtrees attribute described in section 5. If
|
|||
|
a server supports the dynamic extensions for all naming contexts it
|
|||
|
holds, the dynamicSubtrees attribute may be absent.
|
|||
|
|
|||
|
7. Implementation issues
|
|||
|
|
|||
|
7.1 Storage of dynamic information
|
|||
|
|
|||
|
Dynamic information is expected to change very often. In addition,
|
|||
|
Refresh requests are expected to arrive at the server very often.
|
|||
|
Disk-based databases that static directory services often use are
|
|||
|
likely inappropriate for storing dynamic information. We recommend
|
|||
|
that server implementations store dynamic entries in memory
|
|||
|
sufficient to avoid paging. This is not a requirement.
|
|||
|
|
|||
|
We expect LDAP servers to be able to store static and dynamic
|
|||
|
entries. If an LDAP server does not support dynamic entries, it
|
|||
|
should respond with an error code such as objectClassViolation.
|
|||
|
|
|||
|
7.2 Client refresh behavior
|
|||
|
|
|||
|
In some cases, the client might not get a Refresh response. This may
|
|||
|
happen as a result of a server crash after receiving the Refresh
|
|||
|
request, the TCP/IP socket timing out in the connection case, or the
|
|||
|
UDP packet getting lost in the connection-less case.
|
|||
|
|
|||
|
It is recommended that in such a case, the client will retry the
|
|||
|
Refresh operation immediately, and if this Refresh request does not
|
|||
|
get a response as well, it will resort to its original Refresh cycle,
|
|||
|
i.e. send a Refresh request at its Client Refresh Period (CRP).
|
|||
|
|
|||
|
7.3 Configuration of refresh times
|
|||
|
|
|||
|
We recommend that servers will provide administrators with the
|
|||
|
ability to configure the default client refresh period (CRP), and
|
|||
|
also a minimum and maximum CRP values. This, together with allowing
|
|||
|
administrators to request that the server will not change the CRP
|
|||
|
dynamically, will allow administrators to set CRP values which will
|
|||
|
enforce a low refresh traffic, or - on the other extreme, an highly
|
|||
|
up-to-date directory.
|
|||
|
|
|||
|
|
|||
|
|
|||
|
Yaacovi, et al. Standards Track [Page 9]
|
|||
|
|
|||
|
RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
|
|||
|
|
|||
|
|
|||
|
8. Replication
|
|||
|
|
|||
|
Replication is only partially addressed in this memo. There is a
|
|||
|
separate effort in progress at the IETF on replication of static and
|
|||
|
dynamic directories.
|
|||
|
|
|||
|
it is allowed to replicate a dynamic entry or a static entry with
|
|||
|
dynamic attributes. Since the entryTtl is expressed as a relative
|
|||
|
time (how many seconds till the entry will expire), replicating it
|
|||
|
means that the replicated entry will be "off" by the replication
|
|||
|
time.
|
|||
|
|
|||
|
9. Localization
|
|||
|
|
|||
|
The are no localization issues for this extended operation.
|
|||
|
|
|||
|
10. Security Considerations
|
|||
|
|
|||
|
Standard LDAP security rules and support apply for the extensions
|
|||
|
described in this document, and there are no special security issues
|
|||
|
for these extensions. Please note, though, that servers may permit
|
|||
|
anonymous clients to refresh entries which they did not create.
|
|||
|
Servers are also permitted to control a refresh access to an entry by
|
|||
|
requiring clients to bind before issuing a RefreshRequest. This will
|
|||
|
have implications on the server performance and scalability.
|
|||
|
|
|||
|
Also, Care should be taken in making use of information obtained from
|
|||
|
directory servers that has been supplied by client, as it may now be
|
|||
|
out of date. In many networks, for example, IP addresses are
|
|||
|
automatically assigned when a host connects to the network, and may
|
|||
|
be reassigned if that host later disconnects. An IP address obtained
|
|||
|
from the directory may no longer be assigned to the host that placed
|
|||
|
the address in the directory. This issue is not specific to LDAP or
|
|||
|
dynamic directories.
|
|||
|
|
|||
|
11. Acknowledgments
|
|||
|
|
|||
|
Design ideas included in this document are based on those discussed
|
|||
|
in ASID and other IETF Working Groups.
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
Yaacovi, et al. Standards Track [Page 10]
|
|||
|
|
|||
|
RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
|
|||
|
|
|||
|
|
|||
|
12. Authors' Addresses
|
|||
|
|
|||
|
Yoram Yaacovi
|
|||
|
Microsoft
|
|||
|
One Microsoft way
|
|||
|
Redmond, WA 98052
|
|||
|
USA
|
|||
|
|
|||
|
Phone: +1 206-936-9629
|
|||
|
EMail: yoramy@microsoft.com
|
|||
|
|
|||
|
|
|||
|
Mark Wahl
|
|||
|
Innosoft International, Inc.
|
|||
|
8911 Capital of Texas Hwy #4140
|
|||
|
Austin, TX 78759
|
|||
|
USA
|
|||
|
|
|||
|
Email: M.Wahl@innosoft.com
|
|||
|
|
|||
|
|
|||
|
Tony Genovese
|
|||
|
Microsoft
|
|||
|
One Microsoft way
|
|||
|
Redmond, WA 98052
|
|||
|
USA
|
|||
|
|
|||
|
Phone: +1 206-703-0852
|
|||
|
EMail: tonyg@microsoft.com
|
|||
|
|
|||
|
13. Bibliography
|
|||
|
|
|||
|
[1] Wahl, M., Howes, T. and S. Kille, "Lightweight Directory Access
|
|||
|
Protocol (Version 3)", RFC 2251, December 1997.
|
|||
|
|
|||
|
[2] Wahl, M. Coulbeck, A., Howes, T. and S. Kille, "Lightweight
|
|||
|
Directory Access Protocol (v3): Attribute Syntax Definitions",
|
|||
|
RFC 2252, December 1997.
|
|||
|
|
|||
|
[3] Wahl, M. and S. Kille, "Lightweight Directory Access Protocol
|
|||
|
(v3): UTF-8 String Representation of Distinguished Names", RFC
|
|||
|
2253, December 1997.
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
Yaacovi, et al. Standards Track [Page 11]
|
|||
|
|
|||
|
RFC 2589 LDAPv3 Extensions for Dynamic Directory Services May 1999
|
|||
|
|
|||
|
|
|||
|
14. Full Copyright Statement
|
|||
|
|
|||
|
Copyright (C) The Internet Society (1999). All Rights Reserved.
|
|||
|
|
|||
|
This document and translations of it may be copied and furnished to
|
|||
|
others, and derivative works that comment on or otherwise explain it
|
|||
|
or assist in its implementation may be prepared, copied, published
|
|||
|
and distributed, in whole or in part, without restriction of any
|
|||
|
kind, provided that the above copyright notice and this paragraph are
|
|||
|
included on all such copies and derivative works. However, this
|
|||
|
document itself may not be modified in any way, such as by removing
|
|||
|
the copyright notice or references to the Internet Society or other
|
|||
|
Internet organizations, except as needed for the purpose of
|
|||
|
developing Internet standards in which case the procedures for
|
|||
|
copyrights defined in the Internet Standards process must be
|
|||
|
followed, or as required to translate it into languages other than
|
|||
|
English.
|
|||
|
|
|||
|
The limited permissions granted above are perpetual and will not be
|
|||
|
revoked by the Internet Society or its successors or assigns.
|
|||
|
|
|||
|
This document and the information contained herein is provided on an
|
|||
|
"AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
|
|||
|
TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
|
|||
|
BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
|
|||
|
HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
|
|||
|
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
|
|||
|
|
|||
|
Acknowledgement
|
|||
|
|
|||
|
Funding for the RFC Editor function is currently provided by the
|
|||
|
Internet Society.
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
|
|||
|
Yaacovi, et al. Standards Track [Page 12]
|
|||
|
|